GB/T 41621-2022Guidelines of science and technology research project evaluation—Development research projects (English PDF)

Foreword

This document is in accordance with the provisions of GB/T 1.1-2020 "Guidelines for Standardization Work Part 1: Structure and Drafting Rules of Standardization Documents" drafted.

This document is proposed by the Ministry of Science and Technology of the People's Republic of China.

This document is under the jurisdiction of the National Standardization Technical Committee for Science and Technology Evaluation (SAC/TC580).

Introduction

The construction of the national scientific and technological innovation system needs to continuously turn scientific and technological investment into economic benefits, so as to realize the integration of scientific and technological innovation and economic development. Symbiosis and co-prosperity. The development of research projects is an important part of improving the level of industrial technology, realizing the application and industrialization of scientific and technological achievements, and supporting high-quality economic development. one of the ways. How to evaluate and develop research projects with the orientation of industrialization is a key problem that needs to be solved at present.

This document provides basic guidelines for evaluation activities of development research projects and provides guidelines for organizations conducting evaluation activities of development research projects. normative guidance. The evaluation contents and evaluation methods given in this document are selectively used according to the characteristics and management needs of the project to be evaluated.

This document is used to evaluate the technological development and industrial development organized by the government, enterprises, scientific research institutes, colleges and universities, social organizations, and financial institutions. related projects, application demonstration-related projects, and experimental development-related projects, corresponding to the 7th edition of the Frascati Manual, "Notice of Several Measures for Scientific Research Performance" (Guo Fa [2018] No. 25), "New products, key components, etc. in technology and product development projects. Application Transformation and Development Research" and "Application Demonstration Project".

The adoption of this document will help optimize the comprehensive management level of development research projects, rationally allocate scientific research resources, improve the quality of scientific and technological supply, build Establish and improve the evaluation system of scientific research projects, etc., for the scientific and standardized development of research project evaluation work in my country, as well as the development of research projects The overall improvement of the implementation effect has laid a good foundation.

1 Scope

This document provides recommendations for evaluating development research projects in the field of natural science and technology, including evaluation principles, evaluation types, evaluation content, Evaluation methods and evaluation procedures.

This document applies to scientific research project management agencies, undertaking units, evaluation agencies and other relevant parties to carry out scientific research project evaluation activities.

The evaluation activities of scientific research projects with development research attributes in other fields other than natural science and technology are used for reference.

2 Normative references

The contents of the following documents constitute essential provisions of this document through normative references in the text. Among them, dated citations documents, only the version corresponding to that date applies to this document; for undated references, the latest edition (including all amendments) applies to this document.

GB/T 22900-2022 General Principles for Evaluation of Science and Technology Research Projects

3 Terms and Definitions

The terms and definitions defined in GB/T 22900-2022 and the following apply to this document.

4 Evaluation principles

The evaluation should meet the evaluation principles proposed in GB/T 22900-2022, while considering the development and research projects in the fields of natural science and technology (hereinafter referred to as "development research projects") characteristics, the following principles should also be followed.

---Take benefit as the goal. The evaluation should fully consider the characteristics of the development and research projects, and will guide the development and research projects to produce practical results at each stage. The actual results, impact, value, and benefits are the goals of evaluation.

---Multiple sources of information. Pay attention to the selection of information sources, and pay attention to the feedback from the market, the opinions of users, the needs of the industry, and the public opinion of the society. Gather relevant information for evaluation.

---Focus on evaluating efficiency. Evaluation should focus on using existing resources to carry out evaluation to ensure the availability of evaluation content and the integrity of evaluation procedures.