GB/T 41620-2022Guidelines of science and technology research project evaluation—Application research projects (English PDF)
科学技术研究项目评价实施指南 应用研究项目
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Issued by
SAMR; SAC
Level / Type
National · Recommended
Issue date
October 12, 2022
Implementation date
October 12, 2022
Scope
GB/T 41620-2022 is the English-translated version of 科学技术研究项目评价实施指南 应用研究项目.
GB/T 41620-2022 offers guidance on evaluating applied research projects in the natural sciences and technology. It covers the evaluation principles, the types of evaluation, the content, the methods and the procedure, and is written for project management bodies, undertaking units and evaluation agencies.
Besides the principles of GB/T 22900-2022 it asks that technical character and application prospects be appraised. Four types of evaluation are described, before implementation, at mid-term, at acceptance and afterwards, each with its own content, and the procedure runs through eleven steps from clarifying the purpose to using the result.
Six informative annexes add an index system, peer review, the technical statement method, multidimensional index and other methods, and a worked example. It cites GB/T 22900-2022, was issued on 12 October 2022 and has applied since that same date.
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Document preview — GB/T 41620-2022
National Standard of the People's Republic of China
- ICS
- 03.100.40
- Classification
- A 01
Issued by: State Administration for Market Regulation; Standardization Administration of the PRC
Contents
- Preface
- Introduction
- 1 Scope
- 2 Normative references
- 3 Terms and Definitions
- 4 Evaluation Principle
- 5 Evaluation Type
- 5.1 General
- 5.2 Project Appraisal
- 5.3 Mid-term evaluation
- 5.4 Acceptance evaluation
- 5.5 Follow-up evaluation
- 6 Evaluation content
- 6.1 General
- 6.2 Project Appraisal
- 6.3 Mid-term evaluation
- 6.4 Acceptance evaluation
- 6.5 Follow-up evaluation
- 7 Evaluation method
- 8 Evaluation Procedures
- 8.1 General
- 8.2 Clarify the purpose of evaluation
- 8.3 Determine the basis for evaluation
- 8.4 Determine the evaluation subject
- 8.5 Determine the evaluation content
- 8.6 Choosing an Evaluation Method
- 8.7 Determine the evaluation method
- 8.8 Selection of evaluation experts
- 8.9 Collecting Evaluation Information
- 8.10 Analyzing and evaluating information
- 8.11 Determining evaluation results
- 8.12 Using Evaluation Results
- Appendix A (Informative) Applied Research Project Evaluation Index System
- Appendix B (Informative) Peer Review Method
- Appendix C (Informative) Technical Statement Method
- Appendix D (Informative) Multidimensional Index Evaluation Method
- Appendix E (Informative) Other Evaluation Methods
- Appendix F (Informative) Example of Applied Research Project Evaluation
- Reference
Foreword
This document is in accordance with the provisions of GB/T 1.1-2020 "Guidelines for Standardization Work Part 1: Structure and Drafting Rules of Standardization Documents" drafted.
Introduction
The construction of the national scientific and technological innovation system needs to continuously turn scientific and technological investment into economic benefits, so as to realize the integration of scientific and technological innovation and economic development.
Symbiosis and co-prosperity. Applied research projects are to promote the implementation of basic research, realize the transformation of scientific and technological achievements, promote application demonstration and promote economic, social and cultural important way of development. How to evaluate applied research projects oriented by application development, support scientific research project management, and improve input-output efficiency It is the key problem that needs to be solved at present.
The applied research project in this document refers to the exploration and determination of possible uses of basic research results, or the use of new Creative research projects based on techniques, new methods or new approaches, corresponding to the Frascati Manual 7th Edition, Research Research and Experimental Development (R "Notice of Several Measures for Performance" (Guo Fa [2018] No. 25) "Application, transformation and development of new technologies and new methods in technology and product development. Research".
The adoption of this document will help optimize the comprehensive management level of applied research projects, rationally allocate scientific research resources, improve the quality of scientific and technological supply, build Establish and improve the evaluation system of scientific research projects, etc., for the scientific and standardized development of the evaluation activities of applied research projects in my country, and the implementation of applied research projects into The overall improvement of efficiency has laid a good foundation.
1 Scope
This document provides suggestions for evaluating applied research projects in the field of natural science and technology, including evaluation principles, evaluation types, evaluation content, Evaluation methods and evaluation procedures.
This document applies to scientific research project management agencies, undertaking units, evaluation agencies and other relevant parties to carry out scientific research project evaluation activities.
The evaluation activities of scientific research projects with applied research attributes in other fields other than natural science and technology are used for reference.
2 Normative references
The contents of the following documents constitute essential provisions of this document through normative references in the text. Among them, dated citations documents, only the version corresponding to that date applies to this document; for undated references, the latest edition (including all amendments) applies to this document.
GB/T 22900-2022 General Principles for Evaluation of Science and Technology Research Projects
3 Terms and Definitions
Terms and definitions defined in GB/T 22900-2022 apply to this document.
4 Evaluation principles
The evaluation should meet the evaluation principles proposed in GB/T 22900-2022, and consider applied research projects in the fields of natural science and technology (hereinafter referred to as "applied research projects") characteristics, the following principles should also be followed.
---Evaluation of technical characteristics, focusing on the evaluation of innovation, advancement and driving force of technology;
---Appraisal of application prospects, focusing on the evaluation of predetermined goals, application scenarios, application effects, sustainable effects, economic benefits, and social benefits.
5 Evaluation Types
5.1 General
Evaluation activities generally include four categories: project evaluation, mid-term evaluation, acceptance evaluation and follow-up evaluation. Select evaluation timing and Evaluation type.
The evaluation content usually involves target positioning, task deployment, resource conditions, organizational management, implementation progress, achievement output, intellectual property rights, talents Team, goal completion, effect and impact, etc.
In the classification evaluation, the corresponding evaluation content should be determined according to the evaluation purpose, evaluation type, etc. The evaluation content can be evaluated through the evaluation index system. way to manifest.
5.2 Project Appraisal
It is carried out before the project is implemented, aiming at the necessity and innovation of the project implementation, research feasibility, expected results and value, research basis and principles
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This preview omits tables, figures, formulas and parts of the technical clauses. The complete document — 33 pages — is available in the English PDF.
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