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GB/T 39017-2020Consumer product traceability—General requirements for traceability system (English PDF)

消费品追溯 追溯体系通则

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Issued by

SAMR; SAC

Level / Type

National · Recommended

Issue date

July 21, 2020

Implementation date

July 21, 2020

Scope

GB/T 39017-2020 is the English-translated version of 消费品追溯 追溯体系通则.

GB/T 39017-2020 is the Chinese standard "Consumer Product Traceability - General Requirements for Traceability System". Its scope clause reads: This Standard specifies the principles, requirements, procedures, composition elements and implementation of the consumer product traceability system.

This Standard is applicable to the design and implementation of the traceability system throughout the entire process and any stage of the supply chain in the consumer goods sector.

Its clauses include terms and definitions; principle; requirements; process; composition elements; implementation. It was issued by the State Administration for Market Regulation on JULY 21, 2020 and took effect on JULY 21, 2020.

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Document preview — GB/T 39017-2020

National Standard of the People's Republic of China

ICS
03.120.01
Classification
A 00

Issued by: State Administration for Market Regulation; Standardization Administration of the PRC

Contents

  • Foreword3
  • 1 Scope4
  • 2 Normative References4
  • 3 Terms and Definitions4
  • 4 Principle6
  • 5 Requirements7
  • 6 Process8
  • 7 Composition Elements9
  • 8 Implementation10
  • Bibliography11

1 Scope

This Standard specifies the principles, requirements, procedures, composition elements and implementation of the consumer product traceability system.

This Standard is applicable to the design and implementation of the traceability system throughout the entire process and any stage of the supply chain in the consumer goods sector.

2 Normative References

The following documents are essential to the application of this document. For the dated documents, only the versions with the dates indicated are applicable to this document; for the undated documents, only the latest version (including all the amendments) is applicable to this document.

GB/T 22760 Consumer Product Safety - General Principles for Risk Assessment

GB/T 36061 General Specification for Traceability of E-Commerce Transaction Products

GB/T 36431 Classification and Code of Consumer Products

GB/T 39011 Consumer Product Safety - General Principles for Hazard Identification

3 Terms and Definitions

For the purpose of this Document, the following terms and definitions apply.

3.1 Consumer product

It mainly indicates but not limited to products designed and produced for personal use, including product components, parts, accessories, instructions for use and packaging. [GB/T 35248-2017, definition 2.2] [GB/T 38155-2019, definition 2.4]

3.8 Supply chain

A network that designs, manufactures, imports, distributes and sells products. [GB/T 35248-2017, definition 2.25]

3.9 Organization

Entities, groups and institutions with certain responsibilities, authorities, relationships and specific goals. [GB/T 35248-2017, definition 2.12]

4 Principle

4.1 Openness

Co-construction and sharing of the system, especially related data sharing; unify and optimize the public services; and encourages the design and operation of the traceability system to integrate with other systems.

4.2 Completeness

The system shall cover but not be limited to all links of the supply chain; the following links such as use, scrap, recycling and the like links from raw materials to finished products are included in the scope of traceability; focus on the authenticity of traceability information at the source of production, the continuity of the information chain of intermediate links, and the convenience of acquiring the traceability information on the consumer side.

4.3 Dynamics

The traceability system may be dynamically adjusted according to the actual conditions such as the risk level, financial resources and technical means of consumer product hazards. See GB/T 22760 for the risk levels of consumer product hazards.

4.4 Uniqueness

Uniquely code and identify the basic information, location and other information of all levels of traceable units of consumer products.

4.5 Economy

The traceability system shall fully consider the costs and benefits of system construction; combine the characteristics of traceable products and traceability events, time, place and responsible person that may affect consumer quality or safety in internal business processes.

6 Process

6.2.2 The design, production and processing of consumer products shall focus on the hazards that affect the quality or safety of consumer product, see GB/T 39011.

6.2.3 The logistics and warehousing service provider shall determine the key records that need to be recorded in the traceability process, including but not limited to raw materials (parts, consumer goods), warehousing, sorting and picking, inspection, and delivery; and check the consumer products traceability record information on the previous level delivery and the next level acceptance.

6.2.4 Sales service provider shall make data records of buyers, products, transaction information, logistics information, etc., so as to determine the flow of consumer products. See GB/T 36061 for the traceability requirements of e-commerce transaction products.

6.2.5 Consumers should pay attention to important content that affects the quality or safety of consumer products during the use process; record and retain key information when consumer quality safety incidents occur to prepare for the traceability management of consumer products.

7 Composition Elements

7.1 The system and platform of the consumer product traceability system may be composed of a traceability system, a traceability service platform and a traceability management platform.

7.2 The consumer product traceability system may include the traceability system for children's products; the traceability system for household appliances and electrical accessories; the traceability system for electronic and information technology products; the traceability system for transportation appliances and related products; the traceability system for furniture and building decoration materials; the traceability system for clothing, footwear and home textiles; the traceability system for daily miscellaneous goods; the traceability system for cultural, educational and sporting goods; the traceability system for daily chemical products and sanitary goods, etc. The system may include several links such as product's design, production, packaging, storage and transportation, use, and recycling, etc. See GB/T 36431 for classification of consumer products.

7.3 Traceability service platforms may include government service platforms, industry and enterprise service platforms, public service platforms, etc.

7.4 Traceability management platform may include a national-level traceability management platform, a provincial-level traceability management platform, a […]

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This preview omits tables, figures, formulas and parts of the technical clauses. The complete document — 15 pages — is available in the English PDF.

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