GB/T 42457-2023Security for industrial automation and control systems - Secure product development lifecycle requirements (English PDF)
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Issued by
SAMR; SAC
Level / Type
National · Recommended
Issue date
March 17, 2023
Implementation date
October 1, 2023
Scope
GB/T 42457-2023 (Security for industrial automation and control systems - Secure product development lifecycle requirements) is available as an English-translated PDF.
GB/T 42457-2023 — This document specifies process requirements for the secure development of products used in industrial automation and control systems. It defines a secure development lifecycle (SDL) for the purpose of developing and maintaining secure products. This lifecycle includes security requirements definition, secure design, secure implementation (including coding guidelines), verification and validation, defect management, patch management and product end-of-life. These requirements can be applied to new or existing processes for developing, maintaining and retiring hardware, software or firmware for new or existing products. These requirements apply to the developer and maintainer of the product, but not to the integrator or user of the product. A summary list of the requirements in this document can be found in Appendix B.
Document preview — GB/T 42457-2023
National Standard of the People's Republic of China
Issued by: SAMR; SAC
Contents
- Foreword...4
- Introduction...5
- 1 Scope...8
- 2 Normative References...8
- 3 Terms, Definitions, Abbreviated Terms, Acronyms and Conventions...8
- 3.1 Terms and Definitions...9
- 3.2 Abbreviated Terms and Acronyms...15
- 3.3 Conventions...16
- 4 General Principles...17
- 4.1 Concepts...17
- 4.2 Maturity Model...18
- 5 Practice 1 - Security Management...20
- 5.1 Purpose...20
- 5.2 SM-1.Development Process...20
- 5.3 Rationale and Supplemental Guidance...21
- 5.4 SM-2.Identification of Responsibilities...21
- 5.5 SM-3.Identification of Applicability...22
- 5.6 SM-4.Security Expertise...22
- 5.7 SM-5.Process Scoping...23
- 5.8 SM-6.File Integrity...23
- 5.9 SM-7.Development Environment Security...23
- 5.10 SM-8.Controls for Private Keys...24
- 5.11 SM-9.Security Requirements for Externally Provided Components...24
- 5.12 SM-10.Custom Developed Components from Third-party Suppliers...25
- 5.13 SM-11.Assessing and Addressing Security-related Issues...26
- 5.14 SM-12.Process Verification...26
- 5.15 SM-13.Continuous Improvement...27
- 6 Practice 2 - Specification of Security Requirements...28
- 6.1 Purpose...28
- 6.2 SR-1.Product Security Context...28
- 6.3 SR-2.Threat Model...29
- 6.4 SR-3.Product Security Requirements...30
- 6.5 SR-4.Product Security Requirements Content...31
- 6.6 SR-5.Security Requirements Review...31
- 7 Practice 3 - Secure by Design...32
- 7.1 Purpose...32
- 7.2 SD-1.Secure Design Principles...32
- 7.3 SD-2.Defense In-depth Design...34
- 7.4 SD-3.Security Design Review...35
- 7.5 SD-4.Secure Design Best Practices...36
- 8 Practice 4 - Secure Implementation...37
- 8.1 Purpose...37
Foreword
This document was drafted in accordance with the rules provided in GB/T 1.1-2020 Directives
for Standardization - Part 1.Rules for the Structure and Drafting of Standardizing Documents.
This document identically adopts IEC 62443-4-1.2018 Security for Industrial Automation and
Control Systems - Part 4-1.Secure Product Development Lifecycle Requirements.
This document makes the following minimal editorial modification.
---In order to coordinate with the existing standards, the title of the Standard is modified
into Security for Industrial Automation and Control Systems - Secure Product
Development Lifecycle Requirements.
This document was proposed by China Machinery Industry Federation.
This document shall be under the jurisdiction of National Technical Committee 124 on
Industrial Process Measurement, Control and Automation of Standardization Administration of
China (SAC/TC 124).
The drafting organizations of this document. Beijing Winicssec Technologies Co., Ltd.;
Instrumentation Technology and Economy Institute; Electric Power Planning & Engineering
Institute; Schneider Electric (China) Co., Ltd.; SIEMENS (China) Co., Ltd.; Beijing Sifang
Automation Co., Ltd.; Beijing CHN Energy Zhishen Control Technologies Co., Ltd.; North
China Electric Power University; Chongqing Xin'an Network Security Classified Testing and
Evaluation Co., Ltd.; Chongqing University of Posts and Telecommunications; Southwest
University; Huazhong University of Science & Technology; The 30th Research Institute of
China Electronics Technology Group Corporation; China Techenergy Co., Ltd.; Liaoning
Datang International New Energy Co., Ltd.; Maintenance Branch of State Grid Liaoning
Electric Power Supply Co., Ltd.; CRRC Zhuzhou, Locomotive Co., Ltd.; Southwest Jiaotong
University Richsun Technologies Co., Ltd.; Traffic Control Technology Co., Ltd.; Hangzhou
Dianzi University; China First Automobile Group Co., Ltd.; Xi'an Thermal Power Research
Institute Co., Ltd.; Shanghai Institute of Process Automation & Instrumentation; The Fifth
Research Institute of Electronics, Ministry of Industry and Information Technology; China
Industrial Control Systems Cyber Emergency Response Team; Rockwell Automation
(Shanghai) Co., Ltd.; Shanghai Electrical Apparatus Research Institute (Group) Co., Ltd.;
HollySys Technology Group Co., Ltd.; Xi'an Space Radio Technology Research Institute.
1 Scope
This document specifies process requirements for the secure development of products used in
industrial automation and control systems. It defines a secure development lifecycle (SDL) for
the purpose of developing and maintaining secure products. This lifecycle includes security
requirements definition, secure design, secure implementation (including coding guidelines),
verification and validation, defect management, patch management and product end-of-life.
These requirements can be applied to new or existing processes for developing, maintaining
and retiring hardware, software or firmware for new or existing products. These requirements
apply to the developer and maintainer of the product, but not to the integrator or user of the
product. A summary list of the requirements in this document can be found in Appendix B.
2 Normative References
The contents of the following documents constitute indispensable clauses of this document
through the normative references in the text. In terms of dated references, only the version with
the specified date applies to this document. In terms of references without a specified date, the
latest version (including all the modifications) is applicable to this document.
IEC 62443-2-4 Security for Industrial Automation and Control Systems - Part 2-4.Security
Program Requirements for IACS Service Providers
NOTE. GB/T 40682-2021 Security for Industrial Automation and Control System - Security Program
Requirements for IACS Service Providers (IEC 62443-2-4.2015, IDT)
IEC TR 62443-1-2 Security for Industrial Automation and Control Systems - Part 1-2.Master
Glossary of Terms and Abbreviations
3 Terms, Definitions, Abbreviated Terms, Acronyms and
Conventions
The terminology databases for ISO and IEC can be accessed at the following URLs.
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This preview omits tables, figures, formulas and parts of the technical clauses. The complete document — all pages — is available in the English PDF.
Referenced standards
Normative references
IEC 62443 · GB/T 40682-2021
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