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GA/T 1093-2023Security protection - Face recognition applications - Technical requirements for face recognition for access control (English PDF)

安全防范人脸识别应用出入口控制人脸识别技术要求

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Issued by

Ministry of Public Security

Level / Type

National · Recommended

Issue date

July 28, 2023

Implementation date

December 1, 2023

Scope

GA/T 1093-2023 is the English-translated version of 安全防范人脸识别应用出入口控制人脸识别技术要求.

GA/T 1093-2023 — This document specifies the system composition, functional requirements, performance requirements, installation requirements, and other aspects of the face recognition system for access control based on face recognition technology.

Full requirements and markings, describing the test methods. This document is applicable to entrance and exit control systems, building intercom systems and other entrance and exit control products that use face recognition as reading control, as well as Design, production and inspection of face recognition modules.

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Document preview — GA/T 1093-2023

National Standard of the People's Republic of China

ICS: 13.310
Classification: A 91
Replacing: GA/T 1093-2013

Issued by: Ministry of Public Security

Preface
1 Scope
2 Normative references
3 Terms and definitions, abbreviations
3.1 Terms and Definitions
3.2 Abbreviations
4 System Configuration
4.1 System classification
4.2 Interface Unit
5 Functional Requirements
5.1 Express Notification/Consent
5.2 Identification state switching
5.3 Face Detection
5.4 Prosthetic Presentation Attack Detection
5.5 Face Recognition
5.6 Face Registration
5.7 Management Functions
5.8 Collaborative Input
5.9 Additional functions
6 Performance Requirements
6.1 Image acquisition performance
6.2 Distance and Angle
6.3 Ambient illumination adaptability
6.4 Anti-fake presentation attack failure rate
6.5 Storage Capacity
6.6 Registration Failure Rate
6.7 Recognition Performance
6.8 Response Time
6.9 Safety, electromagnetic compatibility, and environmental adaptability
7 Safety Requirements
7.1 Device Authentication
7.2 User Authentication
7.3 Data Transmission
7.4 Access Control
7.5 Data Storage
7.6 Data Desensitization
7.7 User Rights
7.8 Operation Log
8 Logo
9 Test methods
9.1 Test conditions
9.2 Functional Check
9.3 Performance test
9.4 Safety requirements test
9.5 Logo inspection
Appendix A (Normative) Requirements for temporary personnel registration unit
A.1 Functional requirements
A.2 Performance requirements
A.3 Safety requirements
A.4 Labeling requirements
Appendix B (Normative) Equipment Identification
B.1 Identification information
B.2 Identification format
Appendix C (Normative) Face Test Database Requirements
C.1 General requirements
C.2 Registration Database
C.3 Detection Database
C.4 Sample Pair Database
C.5 Face Video Database
Appendix D (Normative) False Acceptance Rate and False Rejection Rate Test Method
D.1 General requirements
D.2 Face recognition mode test
D.3 Face recognition model test
References

Foreword

This document is in accordance with the provisions of GB/T 1.1-2020 "Guidelines for standardization work Part 1: Structure and drafting rules for standardization documents" Drafting.

This document replaces GA/T 1093-2013 "Technical Requirements for Face Recognition Systems for Access Control" and is consistent with GA/T 1093-2013.

In addition to structural adjustments and editorial changes, the main technical changes are as follows.

a) The scope has been changed (see Chapter 1, Chapter 1 of the 2013 edition).

b) Added normative references to GB/T 41786-2022 (see Chapter 3), GB/T 37078-2018 (see Chapter 3, 4.1.1, 5.4.2, 6.4.2, 6.9, 9.2.4.2, 9.3.4.2, B.1, B.2.5), GA/T 1739-2020 (see Chapter 3, 6.9, 9.3.9), GB/T 35678-2017 (see 5.6.1, 9.2.6.1, C.2, C.3), GB/T 41987-2022 (see 9.2.4.2, 9.3.4.1, 9.3.4.2), GB/T 15211-2013 (see B.1, B.2.4).

c) The term recognition accuracy rate was deleted (see 3.2 of the 2013 edition); the relevant terms in GB/T 37078-2018 were cited (see 3.1.1, 3.1.2); added the terms access control face recognition system, face detection, data subject, face-related data, and site Image, face image, response time (see 3.1.3 to 3.1.9); abbreviations added (see 3.2).

d) Added system composition and deleted system overview (see Chapter 4, Chapter 4 of the 2013 edition).

e) The functional requirements (see Chapter 5, 5.1 of the 2013 edition) and their test methods (see Chapter 9, 6.2 of the 2013 edition) have been changed.

The collaborative input function has been changed (see 5.8, 5.1.2 of the 2013 edition); the face recognition function has been changed (see 5.5, 5.1.3); deleted the functions of face collection, personnel management, log management, etc. (see 5.1.1, 5.1.4, 5.1.5 of the 2013 edition); added Explicit notification/consent, recognition status switching, face detection, prosthetic presentation attack detection, face registration, management functions, additional functions Energy and other contents (see 5.1~5.4, 5.6, 5.7, 5.9).

f) The performance requirements (see Chapter 6, 5.2 of the 2013 edition) and their test methods (see 9.3, 6.3 of the 2013 edition) have been changed. Added Image acquisition performance, distance and angle, environmental illumination adaptability, anti-prosthesis attack failure rate, storage capacity and other performance (see 6.1~6.5); changed the registration failure rate (see 6.6, 5.2.1 of the 2013 edition); increased the recognition performance (see 6.7); changed the level Average response time (see 6.8, 5.2.3 of the 2013 edition).

g) The safety, electromagnetic compatibility and environmental adaptability requirements have been changed (see 6.9, 5.3 of the 2013 edition).

h) Added safety requirements (see Chapter 7).

i) Added labeling requirements (see Chapter 8).

j) Added the normative appendix temporary personnel registration unit requirements (see Appendix A).

k) Added the normative appendix equipment identification (see Appendix B).

l) Added the normative appendix face test database requirements (see Appendix C).

m) Added the normative appendix false acceptance rate and false rejection rate test methods (see Appendix D).

1 Scope

This document specifies the system composition, functional requirements, performance requirements, installation requirements, and other aspects of the face recognition system for access control based on face recognition technology.

Full requirements and markings, describing the test methods.

This document is applicable to entrance and exit control systems, building intercom systems and other entrance and exit control products that use face recognition as reading control, as well as Design, production and inspection of face recognition modules.

2 Normative references

The contents of the following documents constitute the essential clauses of this document through normative references in this document.

For referenced documents without a date, only the version corresponding to that date applies to this document; for referenced documents without a date, the latest version (including all amendments) applies to this document.

GB/T 15211-2013 Environmental adaptability requirements and test methods for security alarm equipment GB/T 35678-2017 Technical requirements for images used in public security face recognition applications GB/T 37078-2018 Technical requirements for access control systems GB/T 41786-2022 Terminology of public security biometric identification GB/T 41987-2022 Test method for preventing fake body presentation attacks in public security face recognition applications GA/T 1739-2020 Access control system controller

3 Terms, definitions and abbreviations

3.1 Terms and Definitions

The terms and definitions defined in GB/T 37078-2018, GB/T 41786-2022 and GA/T 1739-2020 and the following terms and definitions apply this document.

3.1.1

Access point

A controlled physical entrance used to allow authorized persons and/or items to enter or exit, and to deny access to unauthorized persons and/or items.

[Source. GB/T 37078-2018, 3.1.1] 3.1.2 Access control system access control system by using custom coding information recognition and/or pattern feature information recognition technology, the activation of the execution device of the entry and exit control point is controlled.

An electronic system that can release, reject, record and warn the target's entry and exit behaviors at the entrance and exit.

[Source. GB/T 37078-2018, 3.1.2] 3.1.3 the target person's face is used as a credential, and face recognition technology is used to control the opening and closing of the execution device of the entrance and exit control point to achieve the target person.

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This preview omits tables, figures, formulas and parts of the technical clauses. The complete document — 20 pages — is available in the English PDF.

Referenced standards

Normative references

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