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YY/T 1474-2016Medical devices - Application of usability engineering to medical devices (English PDF)

医疗器械可用性工程对医疗器械的应用

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Issued by

NMPA

Level / Type

Industry · Recommended

Issue date

January 26, 2016

Implementation date

January 1, 2017

Scope

YY/T 1474-2016 is the English-translated version of 医疗器械可用性工程对医疗器械的应用.

YY/T 1474-2016 is the Chinese pharmaceutical industry standard for applying usability engineering to medical devices, and it is an identical adoption of IEC 62366:2007.

It sets the principles - the usability engineering process, residual risk and information for safety, the usability engineering file and how the effort is scaled - and then the process itself: the application specification, the frequently used functions, the identification of hazards and hazardous situations related to usability, the primary operating functions, the usability specification, the validation plan, the design and implementation of the user interface, and usability verification and validation.

It also covers the accompanying document and training materials, with informative appendices on categories of user action, examples of use errors and abnormal use, and worked examples of usability goals and specifications. Issued on 26 January 2016, it has applied since 1 January 2017.

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Document preview — YY/T 1474-2016

National Standard of the People's Republic of China

Issued by: National Medical Products Administration of the People's Republic of China

Contents

  • Foreword4
  • Introduction5
  • 1* Scope6
  • 2 Normative References6
  • 3 Terms and Definitions6
  • 4* Principles11
  • 4.1 General requirements11
  • 4.1.1* USABILITY ENGINEERING PROCESS11
  • 4.1.2 RESIDUAL RISK12
  • 4.1.3 Information for SAFETY12
  • 4.2* USABILITY ENGINEERING FILE13
  • 4.3 Scaling of the USABILITY ENGINEERING effort13
  • 5* Usability Engineering Process14
  • 5.1* Application specification14
  • 5.2* Frequently used functions14
  • 5.3 Identification of HAZARDS and HAZARDOUS SITUATIONS related to USABILITY15
  • 5.3.1 Identification of characteristics related to SAFETY15
  • 5.3.2* Identification of known or foreseeable HAZARDS and HAZARDOUS SITUATIONS15
  • 5.4 PRIMARY OPERATING FUNCTIONS16
  • 5.5* USABILITY SPECIFICATION17
  • 5.6 USABILITY VALIDATION plan18
  • 5.7* USER INTERFACE design and implementation19
  • 5.8* USABILITY VERIFICATION19
  • 5.9* USABILITY VALIDATION20
  • 6* Accompanying Document21
  • 7 * Training and Materials for Training21
  • Annex A (Informative) General Guidance and Rationale23
  • Annex B (Informative) Categories of USER Action39
  • Annex C (Informative) Examples of USE ERRORS, ABNORMAL USE and Possible Causes41
  • Annex D (Informative) Guidance on the USABILITY ENGINEERING PROCESS .45
  • Annex E (Informative) Questions that can be Used to Identify MEDICAL SAFETY78
  • Annex F (Informative) Examples of Possible USABILITY Related HAZARDOUS SITUATIONS83
  • Parenteral Infusion Pump86
  • Annex H (Informative) Sample USABILITY SPECIFICATION and its Inputs98
  • Annex I (Informative) Recommended Reading List114
  • Annex J (Informative) Reference to the Essential Principles124
  • Bibliography125
  • Index of Defined Terms128

Foreword

This Standard was drafted as per the rules specified in GB/T 1.1-2009.

This Standard used the translation method to equivalently adopt IEC 62366:2007 Medical Devices - Application of Usability Engineering to Medical Devices. Terms are shown in bold in this Standard.

The clauses and articles with an asterisk (*) in this Standard have explanations on their reasons in Annex A.

Please note some contents of this Document may involve patents. The issuing agency of this Document does not assume the responsibility to identify these patents.

2 Normative References

The following documents are essential to the application of this document. For the dated documents, only the versions with the dates indicated are applicable to this document; for the undated documents, only the latest version (including all the amendments) is applicable to this document.

YY/T 0316-2016 Medical Devices - Application of Risk Management to Medical Devices (ISO 14971:2007 revised edition, IDT)

3 Terms and Definitions

For the purpose of this document, the terms and definitions given in YY/T 0316-2016 and the following apply.

4 Principles

If the USABILITY ENGINEERING PROCESS detailed in this Standard has been complied with and the acceptance criteria documented in the USABILITY VALIDATION plan have been met (see 5.9), then, for the purposes of ISO 14971, the RESIDUAL RISKS associated with USABILITY of the MEDICAL DEVICE shall be presumed to be acceptable, unless there is OBJECTIVE EVIDENCE to the contrary.

5 Usability Engineering Process

An identification of characteristics related to SAFETY (part of a RISK ANALYSIS) that focuses on USABILITY shall be performed according to YY/T 0316-2016, 4.2.

During the identification characteristics related to SAFETY, the following shall be considered.

6 Accompanying Document

If provided, the ACCOMPANYING DOCUMENT shall include a summary of the MEDICAL DEVICE application specification (see 5.1).

7 Training and Materials for Training

If training on the specific MEDICAL DEVICE is required for the safe and effective use of a PRIMARY OPERATING FUNCTION by the intended USER, the MANUFACTURER shall do at least one of the following.

Annex A (Informative)

General Guidance and Rationale This annex provides a rationale for this Standard. Its purpose is to promote effective application of the standard by explaining the reasons for the requirements and definitions and to provide additional guidance where appropriate.

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This preview omits tables, figures, formulas and parts of the technical clauses. The complete document — 128 pages — is available in the English PDF.

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