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YY 0784-2010Medical electrical equipment—Particular requirements for the basic safety and essential performance of pulse oximeter equipement for medical use (English PDF)

医用电气设备——医用脉搏血氧仪设备基本安全和主要性能专用要求

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Issued by

NMPA

Level / Type

Industry · Mandatory

Issue date

December 27, 2010

Implementation date

June 1, 2012

Scope

YY 0784-2010 is the English-translated version of 医用电气设备——医用脉搏血氧仪设备基本安全和主要性能专用要求.

YY 0784-2010 is the Chinese pharmaceutical industry standard that sets the particular requirements for the basic safety and essential performance of the pulse oximeter used on human beings.

It applies together with GB 9706.1-2007, whose clauses it modifies one by one, and covers the accuracy of the oxygen saturation measurement and how it is determined and declared, the probe and the wavelengths it uses, the behaviour under low perfusion and under movement, the alarms and their delays, the data update rate and the information the manufacturer must supply. Issued on 27 December 2010, it applies from 1 June 2012.

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Document preview — YY 0784-2010

National Standard of the People's Republic of China

Issued by: National Medical Products Administration of the People's Republic of China

Contents

  • Preface
  • Introduction
  • 1 Scope
  • 2 normative reference document
  • 3 Terms and definitions
  • 4 General requirements and test requirements
  • 7 Power supply
  • 8 basic security type
  • 10 Environmental conditions

Preface

This standard is based on GB 9706.1-2007 "Medical electrical equipment Part 1. General requirements for safety" (common standard) of the special standard Quasi, with GB 9706.1 supporting the use. The special standard is GB 9706.1-2007 "medical electrical equipment Part 1. safety general Request "to modify and supplement.

This standard uses the translation method equivalent to ISO 9919.:2005 "Medical Electrical Equipment Medical Pulse Oximeter Basic Safety and Main To performance specific requirements ". This standard has made the following editorial changes to ISO 9919.:2005.

--- reference standards, such as domestic has been transformed, will be directly into the domestic standards; if there is no conversion, follow the foreign standards, and the corresponding The terms will not be required.

--- delete the original standard in the preparation of some of the instructions to increase the conversion of the editorial instructions.

Introduction

In many medical fields, pulse oximetry is widely used to estimate arterial oxygen saturation and pulse rate. This standard is equivalent

ISO 9919.:2005, covering the basic safety and essential performance requirements of the existing technology.

Appendix AA contains the basic principles of some requirements, the submission of a request to the Commission and the verification of the risks that the request can handle Reason for additional explanation.

Appendix BB is a literature survey of the highest safe temperature determination between the oxygen probe and the patient tissue contact surface.

Appendix CC discusses the evaluation formula for the oxygenation accuracy of the pulse oximeter device and the definition of these formulas.

Appendix DD provides guidance on when blood gas calibration should be performed on the pulse oximeter device.

Appendix EE presents a guideline for calibrating pulse oximetry equipment through controlled hypoxia studies.

Appendix FF is a guide to the use of pulse oximeters for a variety of subjects.

Appendix GG describes the concept of pulse oximeter device response time.

This standard is based on the specific standard GB 9706.1-2007, GB 9706.1-2007, then was designated as a common standard. Common standards Is to ensure that all in the basic medical environment or in the use of qualified personnel under the supervision of medical equipment, the basic standards of safety, but also package Including specific requirements for reliable operation to ensure safety.

Common standards have relevant side-by-side standards and specific standards. The juxtaposition criteria include requirements for specific technology and/or hazards All applications such as medical systems, EMC, diagnostic X-ray equipment for radiation protection, software and so on. Special standards apply to specific equipment such as Medical electronic accelerator, high frequency surgical equipment, beds and so on.

Note: The definitions of side-by-side standards and specific standards are described in 1.5 and A.2 of GB 9706.1-2007, respectively.

For the purposes of this standard, reference is made to the following agreement. For the parallel standard to supplement the GB 9706.1-2007 general standard Change the content, specify the following rhetoric.

--- "Replacement" means that the terms and subclauses of the generic standard referred to are replaced by the contents of the special standard;

--- "Supplement" means that the relevant content of the standard (such as chapter, list elements, comments, tables, graphics) to the general standard Quasi-request - "Modification" means that a portion of the existing text of the common standard is made by deletion or addition in accordance with the textual requirements of this special standard change.

In order to avoid confusion with the self-revision of the common standard, the new elements of this standard have a special numbering method. chapter, The bar, table and graphic numbers start at 101. Additional list items using the letters aa), bb), etc., the increase in the appendix letters AA, BB and so on.

In this special standard, the basic principles listed in Appendix AA are identified by the asterisk "*".

1 Scope

Reference to Chapter 1 of GB 9706.1-2007 does not include the following. Modify (at the end of 1.1)

This standard describes in detail the specific safety and essential performance requirements for pulse oximetry equipment suitable for use in humans.

Including any necessary components in normal use, such as pulse oximetry, pulse oximetry, probe cable extension cord, and so on.

These requirements also apply to reprocessed pulse oximetry equipment, including pulse oximetry, oximetry and probe cable extension Line and so on.

The range of application of the pulse oximeter device includes, but is not limited to, estimating arterial oxygen saturation in a patient in a health care facility and in a home Degree and pulse rate.

This standard does not apply to pulse oximetry equipment used in laboratory studies and is not applicable to blood oxygen meters where blood samples are to be collected. This standard does not apply to fetal pulse oximeter equipment.

This standard does not apply to telemetry or master (slave) devices that display SpO2 values outside the patient's environment.

The requirements of this standard replace or modify GB 9706.1-2007 and are expected to take precedence over the corresponding general requirements.

2 Normative reference documents

The following documents are indispensable for the application of this document. For dated references, the only dated edition applies to this document. For undated references, the latest edition (including all modifications) applies to this document.

GB/T 2423.5-1995 Environmental testing for electric and electronic products - Part 2. Test methods - Test Ea and guidance. Impact (IEC 68-2-27. 1987, IDT)

GB/T 2423.8-1995 Environmental testing for electric and electronic products - Part 2-32. Test method test Ed. Free fall (IEC 68-2-32.:1990, IDT)

GB/T 2423.10-2008 Environmental testing of electric and electronic products - Part 2-6. Test. Fc test Vibration (positive rotation curve) (IEC 60068-2-6.:1995, IDT)

GB/T 2423.56-2006 Environmental testing for electric and electronic products - Part 2-64. Test methods - Test Fh. Broadband random vibration (Digital control) and guidelines (IEC 60068-2-64.:1993, IDT)

GB 4208-2008 enclosure protection class (IP code) (IEC 60529.:2001, IDT)

Test method for ignition temperature of flammable liquids and gases (IEC 60079-4. 1975, IDT) GB/T 5332-2007 Graphical symbols for electrical equipment - Part 2. Graphical symbols (IEC 60417DB..2007, IDT) GB/T 5465.2-2008

GB 7247.1-2001 Safety of laser products - Part 1. Classification, requirements and user guidance for equipment (IEC 60825-1.:1993, IDT)

GB 9706.1-2007 Medical electrical equipment - Part 1. General requirements for safety (IEC 60601-1. 1988, IDT)

GB 9706.15-2008 Medical electrical equipment - Part 1-1. General requirements for safety - Side standard. Medical electrical system safety (IEC 60601-1-1.:2000, IDT)

GB/T 19974-2005 Characteristics of Sterilization and Sterilization of Health Care Products and Establishment of Sterilization Process for Medical Devices General requirements for regulatory control (ISO 14937.:2000, IDT)

YY 0466-2003 Medical equipment may be used for medical equipment trademarks, labels and symbols for providing information (ISO 15223-2000, IDT)

YY 0505-2005 Medical electrical equipment - Part 1-2. General requirements for safety - Parallel standards. Electromagnetic compatibility requirements and tests (IEC 60601-1-2.:2001, IDT)

Medical electrical equipment - Part 1-4. Safety - General requirements - Parallel standard. Programmable medical electrical systems (IEC 60601-4.:2000, IDT)

Medical electrical equipment - Part 1-8. Safety - General requirements - Side standard. Medical electrical equipment and medical equipment Testing and Guidance for Alarm Systems in Air Systems (IEC 60601-1-8.:2006, IDT)

IEC 60601-1-6.:2004 Medical electrical equipment - Part 1-6. Safety, general requirements, tied for standards. availability

IEC 60825-2.:2000 Laser product safety - Part 2. Optical fiber communication system security (OFCS)

Medical equipment - Clinical study - Part 1. General requirements ISO 14155-1.:2003 Medical equipment - Clinical studies - Part 2. Clinical research plan ISO 14155-2.:2003

3 Terms and definitions

For the purpose of this standard, the terms and definitions given in Chapter 2 of GB 9706.1-2007 are made in parallel Modify the following applies.

Note: For the sake of convenience, all the terms used in this standard are defined in Appendix JJ.

3.23 * Reprocessing Anything that is not indicated in the random file that allows a used product to be re-used.

Note 1. Such acts usually refer to refurbishment, restoration, reuse, refurbishment, repair or restructuring.

Note 2. Such behavior may occur in medical care institutions.

3.1 Accuracy

The degree of agreement between the test results and the accepted reference values.

Note 1. see 50.101.2.2 pulse oximeter equipment, the accuracy of the calculation method.

Note 2. See also Appendix CC for discussion.

Note 3. quoted from GB/T 3358.1.

3.2 Controlled hypoxia saturation control

controldesdesurationuration In the laboratory conditions for the human body induced by hypoxia.

Note: Also known as controlled hypoxia (respiratory limitation) studies. See Annex EE.

3.3 Carbon monoxide - Blood gas analyzer CO-oximeter

Multi-wavelength, optical blood gas analyzer, can measure the total hemoglobin concentration and a variety of hemoglobin derivatives concentration.

Note: The carbon monoxide-blood gas analyzer-related measurements are functional saturation of the arterial blood, ie SaO2, while the pulse oximetry is estimated and reported to SpO2.

3.4 Data update period

The algorithm of the pulse oximeter device provides a time interval for new valid data to the display or signal output port.

Note: This definition does not refer to the displayed refresh period, and the typical value of the display refresh period is 1s, not the time interval defined above (generally longer).

3.5 Claim scope

Refers to the pulse oxygen saturation (SpO2) and the pulse rate value of the display range (3.7) in the clear part of the accuracy.

3.6 Demonstration mode

A pattern that shows simulated patient data or patient waveforms.

Note: If there is no proper indication, the data displayed in the demo mode may be mistaken for the patient's real-time recording data.

3.7 Display range displayed range

The pulse oximetry device can display the range of pulse oximetry (SpO2) and pulse rate values.

Note: This range can exceed the claimed range (3.5).

3.8 Partial saturation

FO2Hb Oxygenated hemoglobin concentration cO2Hb and hemoglobin total concentration ctHb ratio.

Note 1. expressed as a mathematical expression. FO2Hb = cO2HbctHb Where.

CO2Hb - oxygenated hemoglobin concentration; CtHb --- total hemoglobin concentration. This formula sometimes appears as a percentage (multiplied by 100).

Note 2. Partial oxycyclotin is a term used by the National Committee for Clinical Laboratory Science (NCCLS) for this ratio.

Note 3. NCCLS uses the prefix c to denote "concentration", which was used in square brackets, such as [O2Hb].

Note 4. NCCLS uses the following symbols. Oxygenated hemoglobin (O2Hb);

--- deoxyhemoglobin (HHb);

--- carboxyhemoglobin (COHb); Methemoglobin (MetHb);

--- sulfur hemoglobin (SuHb); The total amount of hemoglobin (tHb).

3.9 Functional oxygen saturation

Oxygenated hemoglobin concentration divided by the sum of the oxygenated hemoglobin concentration and the deoxyhemoglobin concentration.

Note 1. expressed as a mathematical expression.

100 cO2Hb CO2Hb cHHb

Note 2. NCCLS defines this ratio as functional oxygen saturation, symbolic representation of SO2.

3.10 Functional tester

Providing a signal with a predictive ratio (3.22) for the pulse oximeter device so that the tester can observe the display of blood oxygen values, And a test device that compares the expectations on the calibration curve developed by the manufacturer for this oximeter device.

Note: The pulse oximeter device provides the accuracy of the oxygen value in a certain procedure depending on whether the blood oxygen monitor's calibration curve is compared with the oxygen probe and probe- The optical properties of the interaction of the interface are consistent. Functional test instrument can not prove the calibration curve of blood oxygen accuracy, can not fully assess blood oxygen The optical characteristics of the probe to determine the correctness of the calibration. See also chapter FF.4.

3.11 Local deviation

localbias The difference between the oxygen test value (SpO2) and the accepted reference value (SaO2).

Note 1. For pulse oximeter devices, this means that for a given reference value for oxygen saturation, the corresponding y value on the regression curve is proportional to the relative The difference between the corresponding y values on the equivalent curve of the multiple oxygen measurements of SR, or expressed as. Bi = SpO2fit, i-SRi Where.

SpO2fit, i - The value corresponding to the i-th oxygen saturation reference value SRi on the test data fitting curve.

Note 2. See also the mean deviation (3.13) and the discussion in Appendix CC.

Note 3. cited in ISO 3534-1.:1993.

3.12 Manufacturer

The design, production, packaging, and application of the pulse oximeter device, the oxygen monitor, the oxygen probe, the probe extension cord or the adapter Work, sale and the preparation of random documents are responsible for the natural or legal person, whether these operations are completed by their own or by the benefit The third party of the relationship is completed.

Note: quoted from IEC /CDV260601-1..2004, defined 3.54.

3.13 Mean difference

meanbias The mean difference between the test value and the reference value, leaving the symbol.

Note 1. For pulse oximeters, a mathematical expression is described as. (SpO2i-SRi) Where.

N - the number of samples in the area of interest; SpO2i --- ith pulse oxygen saturation value; SRi --- reference value for the i-th oxygen saturation.

Note 2. See also discussion of local deviations (3.11) and Appendix CC.

Note 3. When this method is used, this mean difference is the average of all local deviations.

3.14 Normalized

Does not depend on the actual amplitude of the displayed signal, but is displayed at the same amplitude.

3.15 Operator settings

Operatorettings The current status of any control item of the pulse oximeter, including the alarm setting item.

3.16 Precision

The degree of agreement between the independent test results obtained under the specified conditions.

Note 1. For pulse oximeter equipment, it can be expressed as the remaining standard deviation, ie Sres, described as a mathematical expression. (SpO2i-SpO2fit, i) 2 (N-2) Where.

N - the number of data pairs in the area of interest;

(SpO2i-SpO2fit, i) is the difference between the i-th SpO2 value and the value on the fitting curve (corresponding to the ith reference saturation value).

Note 2. See also Appendix CC for discussion.

Note 3. cited in ISO 3534-1.:1993.

3.17 Probe cable extension cord

probecableextender Used to connect the pulse oximeter to the oxygen probe.

Note 1. Not every pulse oximeter device uses a cable extension cable for the probe.

Note 2. The probe cable extension cord can be used as part of the application.

3.18 Pulse oximetry device

pulseoximeterequipment The pulse oximeter device is the interaction between the optical signal and the tissue and the use of pulsating blood flow to cause tissue optical properties to depend on, A non-invasive medical device for estimating arterial oxygen saturation (SpO2).

Note 1. The pulse oximeter device includes a pulse oximetry monitor, a probe extension cable (if provided), and a blood oxygen probe, where the cable extends Long lines and blood oxygen probes can be combined into a single component.

Note 2. Technically, the light here can be seen as electromagnetic radiation (optical radiation). This standard uses generic terms.

3.19 Pulse oximetry

Is part of the pulse oximeter device, including electronic components, display unit and user interface. Does not include pulse oximetry and probe extension cord.

Is part of the pulse oximeter device, including electronic components, display unit and user interface. Does not include pulse oximetry and probe extension cord.

Note: The pulse oximeter may consist of hardware that is scattered at multiple locations, for example, where the application part and the primary display part of a telemetry system are not The same physical location.

3.20 Pulse oximetry

pulseoximeterprobe Is part of the pulse oximeter device, including the application of components and sensor components.

Note 1. Termaneous sensors and transducers are also used in pulse oximetry probes.

Note 2. The pulse oximeter usually contains a cable, as well as a hard or soft component that includes two transmitters and a receiving tube.

3.21 Pulse oximeter probe fault

Pulse oximetry or probe cable extension cord abnormal condition, if not detected, will endanger the safety of patients.

Note: Providing an incorrect value, so that the patient's exposure to the probe's high temperature or the risk of introducing current shocks may compromise the safety of the patient.

3.22 Ratio

Modulation ratio Ratio ratio Is the basic amount of the pulse oximeter device derived from the measured light intensity over time.

Note: The pulse oximeter device uses an experimentally proven calibration curve and derives SpO2 from the R value. See also FF.4.

3.24 Arterial oxygen saturation SaO2

Arterial blood with oxygen - bound function hemoglobin fraction.

Note 1. Refer to the requirements of the acceptable SaO2 measurement method in 50.101.2.2.

Note 2. SaO2 is functional oxygen saturation in arterial blood (see 3.9).

Note 3. usually expressed as a percentage (score multiplied by 100).

3.25 Pulse Oxygen Saturation

Estimated values for SaO2 by pulse oximeter equipment.

Note 1. Dual-wavelength pulse oximetry equipment in the estimation of SaO2, and can not compensate for the presence of lesions caused by the interference of hemoglobin.

Note 2. usually expressed as a percentage (score multiplied by 100).

3.26 Total hemoglobin concentration

totalhaemoglobinconcentration CtHb The sum of all concentrations of hemoglobin, including, but not limited to, the concentration of oxyhemoglobin (cO2Hb), methemoglobin Concentration (cMetHb), deoxyhemoglobin concentration (cHHb), thiomaloglobin concentration (cSuHb) and carboxyhemoglobin concentration (cCOHb).

Note: See also references [16].

4 General requirements and test requirements

In addition to the following, the provisions of Chapter 3 and Chapter 4 of GB 9706.1-2007 apply. increase.

4.101 Other test methods

If the method that can be obtained is equivalent to what is defined in this standard in terms of safety class and performance, the manufacturer may use the same Standard details of different types of test methods, when there is a dispute, the method declared here should be used as a reference method.

4.102 Acceptable criteria

In terms of performance, many of the test items in this standard establish acceptable criteria. These acceptable criteria should always be met.

When the manufacturer claims that the performance level in the random file is superior to the requirements specified in this standard, the manufacturer's claimed performance Acceptable criteria.

For example. For a 1% SpO2 accuracy claim, for all requirements, such as in the EMC (Electromagnetic Compatibility) test, Stroke oxygen meter can achieve 1% SpO2 accuracy.

4.103 Pulse oximeter equipment, parts and accessories

Pulse oximetry equipment, and all individual components and accessories that are claimed to be used on the device, as well as the manufacturer's claim to be used for this All combinations of components or accessories of the pulse oximeter device shall comply with all the requirements specified in this standard.

Note 1. This requirement, combined with the expected pulse oximetry, is intended to ensure that the basic safety of the accessories and components of the pulse oximeter device and the main To performance.

Note 2. Pulse oximetry monitors are frequently used with some pulse oximetry and extension cord from different manufacturers. This requirement ensures that such groups Compatibility.

All combinations of claims for the pulse oximeter device, as well as individual components and accessories for all pulse oximetry devices, should be used

Note in the book. See also 6.8.2aa) 11) and 6.8.2aa) 12).

5 Classification

Chapter 5 of GB 9706.1-2007 applies.

6 Identification, identification and documentation

In addition to the following, Chapter 5 of GB 9706.1-2007 applies.

6.1 Identification of the external or part of the equipment replace.

D) the minimum requirements identified on the equipment or replaceable parts If the pulse oximeter equipment size is not allowed to paste the common standard GB 9706.1 (IEC 60601-1. 1988) and this standard in this All the identifiers specified in the chapter, the following shall be marked at least.

--- the name of the manufacturer;

- a serial number [or a symbol 3.16] in YY 0466-2003 (ISO 15223.:2000), or a type identifier, Or the batch identifier [or the symbol 3.14 in YY 0466-2003 (ISO 15223.:2000); and --- text "Note, please refer to random file" or ISO 044 in the symbol 0434;

- If a SpO2 alarm is not provided, an impact statement for "no SpO2 alarm" should be provided, or if the symbol in IEC 60417 No. 5319. replace;

F) Model or type reference - a serial number (or a symbol 3.16 in YY 0466-2003), or a type identifier, or a batch identifier (or Reference to symbol 3.14 in ISO 15223.:2000);

--- Removable pulse oximetry on its own or outer packaging, should be properly marked on the type of identification code, or batch identification (Or the symbol 3.14 in YY 0466-2003), or the serial number (or the symbol in YY 0466-2003 3.16). The reprocessed oxygen probe should also be identified. Add.

Aa) display the value The pulse oximeter should display functional oxygen saturation as a percentage of oxygen saturation and should be expressed as% SpO2 or SpO2 To identify. […]

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