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GB/T 47292.3-2026Lithium-ion battery good manufacturing practice - Part 3: Cell process control and finished product testing (English PDF)

锂离子电池生产质量管理 第3部分:电池单体过程管控与成品测试

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Issued by

SAMR; SAC

Level / Type

National · Recommended

Issue date

March 31, 2026

Implementation date

April 1, 2027

Scope

GB/T 47292.3-2026 is the English-translated version of 锂离子电池生产质量管理 第3部分:电池单体过程管控与成品测试.

GB/T 47292.3-2026 is the Chinese standard "Lithium-ion battery good manufacturing practice - Part 3: Cell process control and finished product testing".

Its scope clause reads: This document specifies the general requirements, total qualification rate, comprehensive energy consumption, comprehensive utilization rate of plant buildings, error-proofing and traceability, technical cleanliness, electrode processing, winding/stacking assembly and finished product testing requirements during the production process of lithium ion cells.

This document applies to the production process quality management of manufacturers of power, energy storage and consumer lithium ion cells. Its clauses include terms and definitions; abbreviated terms; general requirements; technical cleanliness; electrode sheet processing.

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Document preview — GB/T 47292.3-2026

National Standard of the People's Republic of China

ICS
29.220.99
Classification
K 82

Issued by: State Administration for Market Regulation; Standardization Administration of the PRC

Contents

  • Foreword4
  • Introduction6
  • 1 Scope7
  • 2 Normative references7
  • 3 Terms and definitions7
  • 4 Abbreviated terms8
  • 5 General requirements9
  • 6 Total qualification rate10
  • 7 Comprehensive energy consumption11
  • 8 Comprehensive utilization rate of plant buildings12
  • 9 Error-proofing and traceability12
  • 9.1 General requirements12
  • 9.2 Error-proofing13
  • 9.3 Traceability13
  • 10 Technical cleanliness14
  • 11 Electrode sheet processing14
  • 11.1 General requirements14
  • 11.2 Slurry preparation15
  • 11.3 Coating16
  • 11.4 Electrode sheet preparation19
  • 12 Winding/stacking assembly23
  • 12.1 Winding/stacking23
  • 12.2 Bare cell forming25
  • 12.3 Ultrasonic welding of tabs26
  • 12.4 Laser welding of adapter tabs27
  • 12.5 Wrapping with insulating film29
  • 12.6 Laser welding of housing and cover29
  • 12.7 Top and side sealing31
  • 12.8 Battery baking32
  • 12.9 Electrolyte filling32

1 Scope

This document specifies the general requirements, total qualification rate, comprehensive energy consumption, comprehensive utilization rate of plant buildings, error-proofing and traceability, technical cleanliness, electrode processing, winding/stacking assembly and finished product testing requirements during the production process of lithium ion cells.

This document applies to the production process quality management of manufacturers of power, energy storage and consumer lithium ion cells.

2 Normative references

The following referenced documents are indispensable for the application of this document. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies.

GB/T 2589, General principles for calculation of the comprehensive energy consumption

GB/T 34014, Coding regulation for automotive traction battery

GB/T 45565, Coding regulations of lithium ion batteries

GB 50073-2013, Code for design of clean room

3 Terms and definitions

For the purposes of this document, the following terms and definitions apply.

3.1 lithium ion cell

A rechargeable device that achieves the conversion between chemical energy and electrical energy through the movement of lithium ions between the positive electrode and the negative electrode.

Note 1.It includes electrodes, separator, electrolyte, container and terminals, etc.

Note 2.Lithium ion cell is also generally referred to as “cell”.

3.2 error-proofing

An engineering technology and management method that prevents errors, defects or accidents occurring in products or systems caused by human negligence, operation errors or unintentional actions from the source through design measures or process control.

3.3 weight loss ratio

Note 1.An indicator characterizing the drying degree of the electrode sheet.

Weight loss ratio = (1 - mass of electrode sheet before drying / mass of electrode sheet after drying) × 100%

Note 2.“Before drying” refers to the electrode sheet after coating and oven drying, which is used as the electrode sheet before drying in the weight loss ratio test.

3.4 bare cell

A semi-finished product assembled by assembling positive electrode sheets, negative electrode sheets and separator films through winding or stacking processes according to specified requirements.

3.5 bare cell forming

A process in which pressure is applied to the bare cell to make it achieve predetermined dimensions and shape.

4 Abbreviated terms

For the purposes of this document, the following abbreviated terms apply.

BEV. Battery Electric Vehicle

CCD. Charge-coupled Device

COV. Coefficient of Variation, COV = (sample standard deviation/sample mean) × 100%

FS. Full Scale

HEV. Hybrid Electric Vehicle

PHEV. Plug-in Hybrid Electric Vehicle

%P/T. Percentage of Tolerance

5 General requirements

5.1

According to the overall qualification rate level, comprehensive energy consumption level, comprehensive utilization rate of plant buildings, and semi-finished product/finished product performance indicators of the lithium ion cell production process, such as magnetic foreign matter content, misalignment between the front and back sides of coating, consistency of electrode sheet coating areal density, electrode sheet thickness deviation, capacity consistency, etc., the levels are classified into limited value (Grade C), target value (Grade B) and advanced value (Grade A) based on the current industry level. Lithium ion cell production enterprises shall at least meet the requirements of Grade C.

5.2

Enterprises shall continuously control the production level of lithium ion cells (including but not limited to the indicators listed in 5.1), and shall implement systematic error-proofing for key parameters and materials throughout the entire production process, so as to achieve traceability throughout the product life cycle.

5.3

The applicable scope of key indicators for the lithium ion cell production process is shown in Table 1.

5.4

For other types of cells, the power/energy storage items or consumer items shall be selected according to the process.

Table 1 - Applicable scope of key indicators for lithium ion cell production process and achieve traceability throughout the product life cycle through appropriate data storage. To ensure the reliability of error-proofing and traceability, material identification codes shall meet the following requirements.

a) The coding rules for identification codes of battery materials and semi-finished materials shall be clearly defined according to enterprise requirements and shall be unique;

b) The coding rules for finished product identification codes shall meet the coding requirements of standards such as GB/T 34014 or GB/T 45565.

9.2 Error-proofing

The lithium ion cell production process shall be equipped with automatic identification and interception functions throughout the entire process to prevent nonconforming products from being accepted and released. The error-proofing system shall meet the following requirements.

a) Before production in each process, the system shall automatically verify the material status by scanning the material identification code and intercept nonconforming materials, including battery materials and semi-finished materials;

b) During the production process of each process, the system or equipment shall automatically monitor and determine the key process control parameters and process inspection results of the process. For products determined to be nonconforming, a nonconformity code shall be assigned and the products shall be intercepted.

9.3 Traceability

Lithium ion cells shall have traceability throughout the product life cycle. The traceability system shall meet the following requirements.

a) Traceability information shall at least include the production factory, production line, process steps, production date and production start time and end time of each process, operator information, equipment number, material information, specifications and actual values (including units) of process control parameters, process inspection results (including first inspection), workshop environment (temperature, humidity and cleanliness), etc.

b) Information shall be traceable at all levels from lithium ion cells to semi- finished products and to battery materials.

c) Traceability information shall be uploaded to the system for storage.

d) The retention period of defective image data from CCD inspection of electrode sheets and weld seams shall be not less than 15 days (consumer type) and 3 months (power and energy storage type), respectively. Enterprises may evaluate whether to extend the retention period according to internal quality control requirements or customer requirements. The retention period of digital data shall meet the following requirements.

1) The retention period of consumer lithium ion cells shall be not less than 3 years;

2) The retention period of power/energy storage lithium ion cells shall be not less than the product warranty period or the period required by customers.

10 Technical cleanliness

Enterprises shall comprehensively identify and control the risks of foreign particle contamination from product design, process development, equipment development to mass production release and battery material supply. It shall meet the following requirements.

a) Reasonable specifications for foreign particles shall be established according to product types, customer requirements or application scenarios;

b) Foreign particle control for incoming materials from battery material suppliers and foreign particles generated during assembly and equipment production shall comply with relevant standards or shall not be transferred to the product;

c) Foreign particles in products and the environment shall be regularly monitored by using dust-fall adhesive paper or particle extraction instruments. Their sizes shall be analyzed by using microscopes, and they shall be managed accordingly;

d) For processes that may generate foreign particles, such as mechanical cutting, the cleanliness capability of equipment shall be monitored;

e) The environment of major production processes in the plant buildings shall meet the cleanliness requirements specified in Chapters 1 ~ 4, Chapter 6 and

Chapter 9 of GB 50073-2013.

11 Electrode sheet processing

11.1 General requirements

The electrode sheet processing for positive electrodes and negative electrodes shall be arranged separately. The workshops for positive electrode sheets and negative electrode sheets shall be completely separated to avoid cross-contamination of dust between positive and negative electrodes. The electrode sheet processing process includes the feeding system, slurry preparation, coating and electrode sheet preparation.

GB/T 47292.1-2026 | GB/T 47292.2-2026 | GB/T 47292.4-2026 | GB/T 45565-2025 | GB 47741-2026 | […]

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This preview omits tables, figures, formulas and parts of the technical clauses. The complete document — 24 pages — is available in the English PDF.

Referenced standards

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