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GB/T 33008.1-2016Industrial automation and control system security—Programmable logic controller(PLC)—Part 1: System requirements (English PDF)

工业自动化和控制系统网络安全 可编程序控制器(PLC) 第1部分:系统要求

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Issued by

SAMR; SAC

Level / Type

National · Recommended

Issue date

October 13, 2016

Implementation date

May 1, 2017

Scope

GB/T 33008.1-2016 is the English-translated version of 工业自动化和控制系统网络安全 可编程序控制器(PLC) 第1部分:系统要求.

GB/T 33008.1-2016 is the Chinese standard "Industrial automation and control system security - Programmable logic controller (PLC) - Part 1: System requirements".

Its scope clause reads: This part of GB/T 33008 specifies the network security requirements of the programmable logic controller (PLC) system, including the network security requirements that the PLC communicates directly or indirectly with other systems.

This part applies to engineering design party, equipment manufacturers, system integrators, users, and evaluation and certification institutes. Its clauses include terms, definitions and abbreviations; plc network security overview; plc system network security technical requirements; plc system network security management requirements.

It was issued by the General Administration of Quality Supervision, Inspection and Quarantine on OCTOBER 13, 2016 and took effect on MAY 01, 2017.

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Document preview — GB/T 33008.1-2016

National Standard of the People's Republic of China

ICS
25.040
Classification
N 10

Issued by: State Administration for Market Regulation; Standardization Administration of the PRC

Contents

  • Foreword3
  • 1 Scope5
  • 2 Normative references5
  • 3 Terms, definitions and abbreviations5
  • 3.1 Terms and definitions5
  • 3.2 Abbreviations8
  • 4 PLC network security overview8
  • 4.1 General8
  • 4.2 Overview of network security related content9
  • 4.3 PLC system typical structure10
  • 4.4 PLC system network security overall requirements11
  • 5 PLC system network security technical requirements16
  • 5.1 Descriptions on network security technical requirements16
  • 5.2 Overall requirements for level 2 and level 117
  • 5.3 Requirements for level 218
  • 5.4 Requirements for Level 130
  • 6 PLC system network security management requirements34
  • 6.1 General requirements34
  • Appendix A (Normative) Mapping between system requirements & requirement enhancement and security level35
  • Appendix B (Normative) Network security management assessment list39
  • References46

Foreword

GB/T 33009 "Industrial automation and control system security - Distributed control system" and GB/T 33008 "Industrial automation and control system security - Programmable logic controller (PLC)" and other relevant standards jointly constitute the industrial automation and control system network security series standard.

It is planned for the GB/T 33008 "Industrial automation and control system security - Programmable logic controller (PLC)" to publish the following parts.

- Part 1. System requirements;

- Part 2. Guidelines for the implementation of system assessment; ...

This part is part 1 of GB/T 33008.

This part was drafted in accordance with the rules given in GB/T 1.1-2009.

1 Scope

This part of GB/T 33008 specifies the network security requirements of the programmable logic controller (PLC) system, including the network security requirements that the PLC communicates directly or indirectly with other systems.

This part applies to engineering design party, equipment manufacturers, system integrators, users, and evaluation and certification institutes.

2 Normative references

The following documents are essential to the application of this document. For the dated documents, only the versions with the dates indicated are applicable to this document; for the undated documents, only the latest version (including all the amendments) are applicable to this Standard.

GB/T 30976.1-2014 Industrial control system security - Part 1: Assessment specification

3 Terms, definitions and abbreviations

3.1 Terms and definitions

The following terms and definitions apply to this document.

3.1.1 Programmable (logic) controller (PLC)

It refers to an electronic system for digital operation in industrial environments. This system uses programmable memory for internal registers of user instructions, in order to complete specified functions such as logic, sequence, timing, counting, arithmetic, etc., AND it controls the machinery or process of different types through digital or analog input/output. The programmable controller and its associated peripherals are designed so that it can be easily integrated into industrial control systems, AND can easily achieve all the desired functionality.

Note: In this part, the acronym PLC is used to represent the programmable controllers, which has a consensus in the automation industry.

Originally PC is used as an acronym for programmable controllers, BUT it is easy to be confused with the acronym PC which is used by personal computers. [GB/T 15969.1-2007, Definition 3.5]

3.1.2 Programmable controller system or PLC-system

It refers to the configuration which is composed of the programmable controller and its associated peripherals as established by the user for the purposes of completing the automation system requirements. It is composed of the units which are formed by the interconnection of the power cables or plug-in components connected to the permanent facilities, AND the power cables or other connection means connected to the portable or transportable peripherals. [GB/T 15969.1-2007, Definition 3.6]

3.1.3 Vulnerability

It refers to the defects or weaknesses which are existed in the design, realization, operation, and management of system, which can be used to compromise the integrity of the system or security strategy. [GB/T 30976.1-2014, Definitions 3.1.1]

3.1.4 Identify

It refers to the process of marking and identifying a certain assessment element. [GB/T 30976.1-2014, Definitions 3.1.2]

3.1.5 Acceptance

It refers to a method which is used in the risk assessment activity to end the implementation of a project. For this method, the party under assessment organizes institute to perform inspection against the assessed activity item by item, AND the acceptance criteria are whether it reaches the assessment objective. [GB/T 30976.1-2014, Definitions 3.1.4]

The PLC system network security shall include all the activities related to the system in different phases including the design and development, installation, operation maintenance, and exit from use in the system life cycle. It shall be recognized that the risks to the system will change throughout the life cycle, AND it shall use the technology and management to reduce the PLC system network security risk to the minimum or acceptable level.

4 PLC network security overview

4.2 Overview of network security related content

4.2.1 Hazard sources

Hazard sources include non-secure equipment, systems and network access points. The hazard source may either come from outside the PLC system OR may also come from within the PLC system. Safety threats can cause harm to the recipient through the risk introduction point AND use of the route of transmission. […]

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This preview omits tables, figures, formulas and parts of the technical clauses. The complete document — 46 pages — is available in the English PDF.

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