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NB/T 35026-2022Code for design of concrete gravity dams (English PDF)

混凝土重力坝设计规范

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Issued by

NEA

Level / Type

Industry · Recommended

Issue date

November 4, 2022

Implementation date

May 4, 2023

Scope

NB/T 35026-2022 is the English-translated version of 混凝土重力坝设计规范.

NB/T 35026-2022 is the Chinese design code for concrete gravity dams on rock foundations, and at 232 pages it is one of the largest single design codes in the energy series. A gravity dam holds back the reservoir by weight alone: it is a wedge of concrete heavy enough that the water pushing on its upstream face cannot slide it or tip it over. That simplicity is why the type is still built for the biggest projects, and it is also why the design turns entirely on a handful of numbers that must be got right - the shear strength of the rock joints under the dam, the uplift pressure of water working its way into the foundation and trying to float the dam off it, and the temperature of the concrete as it cures. The document is organised around those. It classifies dams as low below 30 m, medium from 30 to 70 m, high above 70 m and extra-high at 200 m and above, then works through the layout, the dam profiles and the release structures, and the hydraulic design of those structures including discharge and energy dissipation, cavitation prevention in high-velocity areas, and the erosion control facilities - with the vocabulary of Chinese energy dissipation practice defined precisely, from the end-flared pier and combined energy dissipation to the distorted and slit-type flip buckets. Dam concrete gets its own clause covering zoning and design criteria, including roller-compacted concrete, the RCC layer joint, the layer placement duration and grout-enriched vibrated RCC. The structural clauses set the limit state framework, then the design of the dam sections by the gravity method, by rigid body limit equilibrium, by finite elements, and the design of prestressed anchors with the design anchoring force, design tension and extra design tension defined. Foundation treatment covers excavation, consolidation grouting, seepage control and drainage, the treatment of fault zones and weak discontinuities, and seepage control in karst. Further clauses cover dam detailing - crest, galleries, joints, waterstops and drainage - crack prevention and temperature control with its criteria and measures, monitoring design, construction requirements and initial impoundment, operation and maintenance. Eight appendices carry the calculations: weir surface curves and pressures, outlet works shape, hydraulic design, sliding stability and stress by the single safety factor method, peak and residual shear strengths of dam and foundation, stress formulae for solid gravity dams, deep-seated sliding stability, and the calculation of temperatures and temperature stresses. It was issued on 4 November 2022 by the National Energy Administration, took effect on 4 May 2023, and replaces NB/T 35026-2014 together with NB/T 10332-2019.

Document preview — NB/T 35026-2022

National Standard of the People's Republic of China

ICS
27.140
Classification
P 59
Replacing
NB/T 35026-2014

Issued by: National Energy Administration of the PRC

Contents

  • Foreword3
  • 1 General provisions1
  • 2 Terms and symbols2
  • 2.1 Terms2
  • 2.2 Symbols4
  • 3 Layout of gravity dam7
  • 4 Dam profiles and types of release structures10
  • 4.1 General requirements10
  • 4.2 Non-overflow section10
  • 4.3 Overflow section12
  • 4.4 Outlet works13
  • 5 Hydraulic design of release structures15
  • 5.1 General requirements15
  • 5.2 Discharge capacity and energy dissipation calculation17
  • 5.3 Design of cavitation prevention in high-velocity area18
  • 5.4 Design of energy dissipation and erosion control facilities18
  • 6 Dam concrete21
  • 6.1 General requirements21
  • 6.2 Zoning of concrete21
  • 6.3 Concrete design criteria22
  • 7 Basic rules for structural calculation27
  • 7.1 General requirements27
  • 7.2 Ultimate limit states calculation28
  • 7.3 Serviceability limit states calculation30
  • 7.4 Characteristic values of actions and material properties30
  • 8 Design of dam sections32
  • 8.1 Design principles32
  • 8.2 Actions and their combinations33
  • 8.3 Calculation by gravity method36
  • 8.4 Calculation by rigid body limit equilibrium method38
  • 8.5 Design of prestressed anchors39
  • 8.6 Calculation by finite element method42
  • 8.7 Structural design of spillway piers43
  • 9 Foundation treatment design44
  • 9.1 General requirements44
  • 9.2 Foundation excavation44
  • 9.3 Consolidation grouting45
  • 9.4 Seepage control and drainage46
  • 9.5 Treatment of fault zones and weak discontinuities49
  • 9.6 Seepage control in karst region51
  • 10 Dam detailing52
  • 10.1 Dam crest52
  • 10.2 Galleries and adits53
  • 10.3 Joints55
  • 10.4 Waterstops and drainage56
  • 11 Crack prevention and temperature control59
  • 11.1 General requirements59
  • 11.2 Temperature control criteria59
  • 11.3 Measures for crack prevention and temperature control61
  • 12 Monitoring design63
  • 12.1 General requirements63
  • 12.2 Monitoring items64
  • 13 Construction requirements66
  • 13.1 Foundation surface excavation66
  • 13.2 Foundation treatment66
  • 13.3 Prestressed anchors67
  • 13.4 Concrete placement67
  • 13.5 Monitoring69
  • 14 Initial impoundment, operation and maintenance70
  • 14.1 General requirements70
  • 14.2 Initial impoundment70
  • 14.3 Operation and maintenance71
  • Appendix A Weir surface curve, weir surface pressure and ogee section radius73
  • Appendix B Design of outlet works shape80
  • Appendix C Calculation for hydraulic design85
  • Appendix D Sliding stability and stress calculation for design using single safety factor method93
  • Appendix E Characteristic values of peak and residual shear strengths of dam and foundation98
  • Appendix F Stress calculation formulae for solid gravity dams102
  • Appendix G Deep-seated sliding stability calculation for dam foundation105
  • Appendix H Calculation of temperatures and temperature stresses for dams111
  • Explanation of wording in this code126
  • List of quoted standards127
  • Addition: Explanation of provisions129

Foreword

This document was issued on 4 November 2022 by the National Energy Administration of the PRC and takes effect on 4 May 2023.

It is a NB/T standard: recommended rather than compulsory, but it is the text a Chinese reviewer applies when assessing a submission.

It is classified under ICS 27.140, Chinese classification P 59.

It replaces NB/T 35026-2014, which is superseded.

This code was revised in accordance with the requirements of the plan of the National Energy Administration for the formulation and revision of industry standards in the energy field. The drafting group carried out extensive investigation and research, carefully summarised practical experience, and revised this code on the basis of wide consultation.

This code replaces NB/T 35026-2014 Design code for concrete gravity dams and NB/T 10332-2019, merging the two documents into one.

The main technical content of this code is: general provisions; terms and symbols; layout of the gravity dam; dam profiles and types of release structures; hydraulic design of the release structures; dam concrete; basic rules for structural calculation; design of the dam sections; foundation treatment design; dam detailing; crack prevention and temperature control; monitoring design; construction requirements; and initial impoundment, operation and maintenance.

This code is administered by the National Energy Administration, and the organizations named in it are responsible for the interpretation of the specific technical content.

1 Scope

NB/T 35026-2022 is the Chinese design code for concrete gravity dams on rock foundations, and at 232 pages it is one of the largest single design codes in the energy series. A gravity dam holds back the reservoir by weight alone: it is a wedge of concrete heavy enough that the water pushing on its upstream face cannot slide it or tip it over. That simplicity is why the type is still built for the biggest projects, and it is also why the design turns entirely on a handful of numbers that must be got right - the shear strength of the rock joints under the dam, the uplift pressure of water working its way into the foundation and trying to float the dam off it, and the temperature of the concrete as it cures. The document is organised around those. It classifies dams as low below 30 m, medium from 30 to 70 m, high above 70 m and extra-high at 200 m and above, then works through the layout, the dam profiles and the release structures, and the hydraulic design of those structures including discharge and energy dissipation, cavitation prevention in high-velocity areas, and the erosion control facilities - with the vocabulary of Chinese energy dissipation practice defined precisely, from the end-flared pier and combined energy dissipation to the distorted and slit-type flip buckets. Dam concrete gets its own clause covering zoning and design criteria, including roller-compacted concrete, the RCC layer joint, the layer placement duration and grout-enriched vibrated RCC. The structural clauses set the limit state framework, then the design of the dam sections by the gravity method, by rigid body limit equilibrium, by finite elements, and the design of prestressed anchors with the design anchoring force, design tension and extra design tension defined. Foundation treatment covers excavation, consolidation grouting, seepage control and drainage, the treatment of fault zones and weak discontinuities, and seepage control in karst. Further clauses cover dam detailing - crest, galleries, joints, waterstops and drainage - crack prevention and temperature control with its criteria and measures, monitoring design, construction requirements and initial impoundment, operation and maintenance. Eight appendices carry the calculations: weir surface curves and pressures, outlet works shape, hydraulic design, sliding stability and stress by the single safety factor method, peak and residual shear strengths of dam and foundation, stress formulae for solid gravity dams, deep-seated sliding stability, and the calculation of temperatures and temperature stresses. It was issued on 4 November 2022 by the National Energy Administration, took effect on 4 May 2023, and replaces NB/T 35026-2014 together with NB/T 10332-2019.

1.0.1 This code is formulated in order to standardise the design of concrete gravity dams, to guarantee the quality of the design, to satisfy the requirements of safe and reliable operation, and to comply with the requirements of environmental friendliness, resource saving, technical advancement and economic reasonableness.

1.0.2 This code applies to the design of concrete gravity dams on rock foundations in newly built, reconstructed and extended hydropower projects.

1.0.3 Concrete gravity dams shall be divided into low, medium and high dams according to dam height, as follows: 1 a dam of height below 30 m is a low dam; 2 a dam of height from 30 m to 70 m is a medium dam; 3 a dam of height above 70 m is a high dam, and among these a dam of height 200 m and above is an extra-high dam.

1.0.4 The reasonable service life of a concrete gravity dam shall comply with the relevant provisions of the current industry standard NB/T 10857 Code for reasonable service life and durability design of hydropower projects.

1.0.5 In addition to complying with this code, the design of a concrete gravity dam shall also comply with the provisions of the relevant current national standards.

2 Terms and symbols

2.1 Terms

2.1.1 dam height

The height from the lowest point of the foundation surface, excluding local deep trenches, shafts and adits, to the dam crest.

2.1.2 solid concrete gravity dam

A gravity dam in which the whole dam body is filled with concrete except for the holes, adits and shafts provided for functional needs.

2.1.3 hollow concrete gravity dam

A concrete gravity dam in which large cavities are arranged in the body of the dam along the direction of the dam axis.

2.1.4 slotted concrete gravity dam

A concrete gravity dam in which the middle part of the transverse joint between two dam blocks is widened into a cavity.

2.1.5 roller-compacted concrete, RCC

Concrete made by spreading a dry mix in layers and compacting it densely by vibratory rolling.

2.1.6 RCC gravity dam

A gravity dam built of roller-compacted concrete.

2.1.7 mineral admixture

An active or inactive mineral material added to concrete in order to improve its performance and to reduce the amount of cement used.

2.1.8 RCC layer joint

The bonding surface between the upper and lower layers of roller-compacted concrete.

2.1.9 grout-enriched vibrated RCC, GERCC

Concrete made by adding a certain proportion of grout to the roller-compacted concrete mix and then vibrating it dense.

2.1.10 layer placement duration

The time elapsed from the completion of rolling of the lower layer of concrete to the completion of rolling of the upper layer.

2.1.11 end-flared pier

A spillway pier whose rear part is widened into a fishtail shape.

2.1.12 combined energy dissipation

An energy dissipation and erosion control arrangement in which a single release structure uses several energy dissipators at the same time, or in which two or more release structures are used together so that the discharged flows collide, impact and shear against one another, thereby raising the rate of energy dissipation, reducing the size of the dissipator and lessening downstream scour; for example an end-flared pier combined with a flip bucket, with a bottom-flow stilling basin, or with a slotted stilling basin.

2.1.13 distorted type flip bucket

A flip bucket whose bottom surface is twisted, whose lip is of unequal height and which forms a certain angle with the direction of flow.

2.1.14 slit-type flip bucket

A flip bucket formed by an abrupt contraction of the chute side walls at the outlet of the supercritical flow.

2.1.15 sudden drop of air temperature

A continuous fall of the daily mean air temperature of more than 5 degrees Celsius within 2 to 6 days; also called a cold wave.

2.1.16 foundation temperature difference

Within the foundation restraint zone, the difference between the maximum temperature of the concrete and the stable temperature at that location.

2.1.17 design anchoring force

The anchoring force required to satisfy the structural stability and strength design requirements.

2.1.18 design tension

The tension to be applied to each anchor cable or anchor bar, determined according to the anchoring design requirements and taking account of a certain safety margin and of the prestress losses that may be caused by rock mass creep, concrete creep and steel relaxation.

2.1.19 extra design tension

The tension applied during construction in excess of the design tension, in order to eliminate the prestress losses caused by friction between the anchor cable or bar and the hole wall, by compression of the anchorage, and by retraction of the cable.

Remaining clauses in the full document

  • 3 Layout of gravity dam
  • 4 Dam profiles and types of release structures
  • 5 Hydraulic design of release structures
  • 6 Dam concrete
  • 7 Basic rules for structural calculation
  • 8 Design of dam sections
  • 9 Foundation treatment design
  • 10 Dam detailing
  • 11 Crack prevention and temperature control
  • 12 Monitoring design
  • 13 Construction requirements
  • 14 Initial impoundment, operation and maintenance

......
This preview omits tables, figures, formulas and parts of the technical clauses. The complete document — 232 pages — is available in the English PDF.

Similar standards

Editions of NB/T 35026

EditionTitleRevisionStatus
NB/T 35026-2022Code for design of concrete gravity damscurrent editionCurrent
NB/T 35026-2014Code for design of concrete gravity damsprevious editionIn force until 2023-05-04

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