GB/T 42495.1-2023Financial services - Global legal entity identifier(LEI) - Part 1: Assignment (English PDF)

1 Scope

The legal entity involved in the transaction:

This document applies to legal entities, including but not limited to specific parties legally or financially responsible for the performance of financial transactions, or specific

A specified party, whether incorporated or otherwise (e:g:, trust, partnership, contract) that has the independent right to enter into a legal contract:

This document also applies to government agencies, international organizations, individuals engaged in commercial activities and international affiliates (see 3:5):

This document does not apply to natural persons:

The LEI is designed for automated procedures: Where appropriate, the LEI may also be used for information exchange in other media (e:g: exchange of paper documents):

Note: Eligible legal entities include but are not limited to:

---Banks and financial companies;

---International branches;

--- All institutions that issue shares, bonds or other securities for other capital structures;

---Other financial intermediaries;

--- All companies listed on the exchange;

---All institutions that conduct financial instrument transactions or legal entities involved in financial transactions, financial transactions include commercial entities, pension funds, investment vehicles (such as collective investment funds at the umbrella or sub-fund level) and other special purpose entities with legal form;

--- All legal entities included in the scope of financial supervision and their affiliates, subsidiaries and holding companies;

--- Self-employed (as an example of an individual engaged in business activities);

--- Financial transaction counterparty:

2 Normative references

The contents of the following documents constitute the essential provisions of this document through normative references in the text: Among them, dated references

For documents, only the version corresponding to the date is applicable to this document; for undated reference documents, the latest version (including all amendments) is applicable to this document:

Note: GB/T 2659:1-2022 Codes of names of countries and regions and their administrative divisions in the world Part 1: Country and region codes (ISO 3166-1:

2020, MOD)

GB/T 2659:2-2022 Codes for the names of countries and regions in the world and their administrative divisions Part 2: Administrative division codes (ISO 3166-2:

2020, MOD)

ISO 8601 (all parts) Data elements and interchange formats Information exchange date and time representation (Dataelements

Note: GB/T 7408-2005 Data elements and exchange formats Information exchange date and time representation (ISO 8601:2000, IDT)

Note: GB/T 42182-2022 Financial Services Global Organization Legal Form (ISO 20275:2017, IDT)

Note: GB/T 17710-2008 Information Technology Security Technology Check Character System (ISO /IEC 7064:2003, IDT)

JR/T 0197 | JR/T 0154 | GB/T 19584 | GB/T 18525.12 | GB/T 42495.2 | GB/T 42505 | […]