Superseded

GB/T 31505-2015[Replaced by GB/T 20281-2020] Information security technology -- Technique requirements and testing and evaluation approaches for host-based firewall and personal firewall (English PDF)

信息安全技术 主机型防火墙安全技术要求和测试评价方法

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Issued by

General Administration of Quality Supervision, Inspection and Quarantine

Level / Type

National · Recommended

Issue date

May 15, 2015

Implementation date

January 1, 2016

Scope

GB/T 31505-2015 is the English-translated version of 信息安全技术 主机型防火墙安全技术要求和测试评价方法.

GB/T 31505-2015 — This standard specifies the security technical requirements, evaluation methods, security classification of host-based firewalls. This standard applies to the design, development and testing of host-based firewall and personal firewall.

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Document preview — GB/T 31505-2015

National Standard of the People's Republic of China

ICS
35.040
Classification
L 80

Issued by: General Administration of Quality Supervision, Inspection and Quarantine

Contents

  • Foreword...3
  • 1 Scope...4
  • 2 Normative references...4
  • 3 Terms and definitions...4
  • 4 Descriptions of host-based firewall and personal firewall...5
  • 5 Security technical requirements...5
  • 5.1 General description...5
  • 5.2 Basic level requirements...6
  • 5.3 Enhanced level requirements...13
  • 6 Test evaluation method...26
  • 6.1 Test environment...26
  • 6.2 Basic level test...26
  • 6.3 Enhanced level test...41

Foreword

This standard was drafted in accordance with the rules issued by GB/T 1.1-

2009.

This standard was proposed by and shall be under the jurisdiction of the

National Information Security Standardization Technical Committee (SAC/TC

260).

Drafting organizations of this standard. Computer Information System Security

Product Quality Supervision and Inspection Center of the Ministry of Public

Security, China Electronic Technology Standardization Research Institute,

Beijing Venus Technology Co., Ltd., the Third Research Institute of the Ministry

of Public Security.

1 Scope

This standard specifies the security technical requirements, evaluation methods,

security classification of host-based firewalls.

This standard applies to the design, development and testing of host-based

firewall and personal firewall.

2 Normative references

The following documents are essential to the application of this document. For

the dated documents, only the versions with the dates indicated are applicable

to this document; for the undated documents, only the latest version (including

all the amendments) are applicable to this standard.

GB/T 18336.3-2008 Information technology - Security techniques -

Evaluation criteria for IT security - Part 3.Security assurance requirements

GB/T 25069 Information security technology - Glossary

3 Terms and definitions

The terms and definitions as defined in GB/T 25069 as well as the following

terms and definitions apply to this document.

3.1

Host-based firewall and personal firewall

It is also known the host-based firewall or personal firewall, which is a

software which runs on standalone computer.

3.2

Security policy

It refers to provisions and policies related to management and protection of

security domain routines.

4 Descriptions of host-based firewall and personal firewall

The host-based firewall and personal firewall is installed in the form of software

on the end user's computer (including personal computers and servers), to

prevent threats from the outside to the inside and from the inside to the outside.

The host-based firewall and personal firewall can not only monitor and control

the network-level data flow, but also monitor and control the program, to

compensate the insufficiency of traditional defense methods such as gateway

firewall and antivirus software. Generally, the host-based firewall and personal

firewall on the server can also perform unified control over all nodes; implement

unified security policies and responses.

5 Security technical requirements

5.1 General description

5.1.1 Classification of security technical requirements

This standard divides the security technical requirements of host-based firewall

and personal firewall into two major categories.

5.1.2 Security level

This standard divides the level of security function requirements according to

the strength of the host-based firewall security function; divides the level of

security assurance requirements according to GB/T 18336.3-2008.

5.2 Basic level requirements

5.2.1 Security function requirements
5.2.1.2 Security policy revision

Products shall provide standardized security policies, which can be revised by

users.

5.2.1.3 Application network access control

The security function of the product shall be able to control the permission of

each application on the host to use the network; the control of the application's

access to the network shall include the following three methods.

5.2.1.5 Identity authentication
5.2.1.5.1 Basic authentication

Before performing any functions related to the administrator, the product shall

authenticate the user's identity.

5.2.1.5.2 Authentication failure handling

The product shall provide certain authentication failure handling measures, to

prevent violent code cracking.

The product shall have a security audit function; the specific technical

requirements are as follows.

5.2.2 Security assurance requirements
5.2.2.1 Configuration management
5.2.2.1.1 Version number

Developers shall provide unique identifiers for different versions of the product.

5.2.2.3 Development
5.2.2.3.1 Description of informal function specification

The developer shall provide a functional specification, which shall meet the

following requirements.

5.2.2.3.3 Informal correspondence verification

The developer shall provide a correspondence analysis between all adjacent

pairs of product security function representations.

For each adjacent pair represented by the product security function, the

analysis shall explain that all related security functions represented by relatively

abstract security functions shall be correctly and completely refined in the more

specific security function representation.

6 Test evaluation method

6.1 Test environment

The test environment is as shown in Figure 1.

6.2 Basic level test

6.2.1 Security function test
6.2.1.1 IP packet filtering

The test evaluation methods and expected results of IP packet filtering of host-

based firewall and personal firewall products are as follows.

6.2.1.3 Application network access control

The test evaluation methods and expected results of application network

access control of host-based firewall and personal firewall products are as

follows.

6.2.1.4 Intrusion prevention

The test evaluation methods and expected results of the intrusion prevention of

host-based firewall and personal firewall products are as follows.

6.2.1.5 Identity authentication
6.2.1.6 Security management
6.2.1.6.3 Remote management encryption

The test evaluation methods and expected results of remote management

encryption for host-based firewall and personal firewall products are as follows.

6.2.1.7 Security audit

The test evaluation methods and expected results of the security audit of host-

based firewall and personal firewall products are as follows.

6.2.2 Security assurance evaluation
6.2.2.1 Configuration management
6.2.2.1.1 Version number

The test evaluation methods and expected results of the version number are as

follows.

6.3.1.5 Intrusion prevention

The test evaluation methods and expected results of the intrusion prevention of

host-based firewall and personal firewall products are as follows.

6.3.2.7.1.2 Analysis confirmation

The test evaluation methods and expected results of analysis confirmation are

as follows.

6.3.2.7.2 Assessment of product security function strength

The test evaluation methods and expected results of the assessment of product

security function strength are as follows.

6.3.2.7.3 Vulnerability analysis
6.3.2.7.3.1 Developer vulnerability analysis

The test evaluation methods and expected results of developer vulnerability

analysis are as follows.

6.3.2.7.3.2 Independent vulnerability analysis

The test evaluation methods and expected results of the independent

vulnerability analysis are as follows.

6.3.2.7.3.3 Intermediate resistance

The test evaluation methods and expected results of intermediate resistance

are as follows.

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This preview omits tables, figures, formulas and parts of the technical clauses. The complete document — 41 pages — is available in the English PDF.

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