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YY/T 1406-2026Medical device software - Guidance on the application of GB/T 42062 to medical device software (English PDF)

医疗器械软件 GB/T 42062应用于医疗器械软件的指南

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Issued by

NMPA

Level / Type

Industry · Recommended

Issue date

March 9, 2026

Implementation date

March 1, 2027

Scope

YY/T 1406-2026 is the English-translated version of 医疗器械软件 GB/T 42062应用于医疗器械软件的指南.

YY/T 1406-2026 is the Chinese standard "Medical device software - Guidance on the application of GB/T 42062 to medical device software". Its scope clause reads: This document provides guidance on applying the requirements contained in GB/T 42062-2022 to the medical device software referred to in YY/T 0664-2020.

This document provides guidelines for software components (standalone software and software components). It does not add to or change GB/T 42062-2022 or YY/T 0664-2020.

Require. This document applies to medical device software as defined in YY/T 0664-2020.This document also applies to applications requiring security risk management.

All software in the healthcare environment, regardless of whether it is classified as a medical device. This document does not apply to. --Production or quality management system software; --Software development tools. Its clauses include terms and definitions.

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Document preview — YY/T 1406-2026

National Standard of the People's Republic of China

ICS
11.040.01
Classification
C30
Replacing
YY/T 1406.1-2016

Issued by: National Medical Products Administration

Contents

  • Preface
  • Introduction
  • 1.Scope
  • 2 Normative References
  • 3.Terms and Definitions
  • 4.General Requirements for Risk Management Systems
  • 4.1 Risk Management Process
  • 4.2 Management Responsibilities
  • 4.3 Personnel Capabilities
  • 4.4 Risk Management Plan
  • 4.5 Risk Management Documents
  • 5.Risk Analysis 9.
  • 5.1 Risk Analysis Process
  • 5.2 Intended Use and Reasonably Foreseeable Misuse
  • 5.3 Identification of safety-related characteristics
  • 5.4 Identification of Hazards and Hazardous Situations
  • 5.5 Risk Assessment
  • 6.Risk Assessment
  • 7.Risk Control
  • 7.1 Risk Control Plan Analysis
  • 7.2 Implementation of Risk Control Measures
  • 7.3 Residual Risk Assessment
  • 7.4 Benefit-Risk Analysis
  • 7.5 Risks arising from risk control measures
  • 7.6 Integrity of Risk Control
  • 8.Comprehensive Residual Risk Assessment
  • 9.Risk Management Review
  • 10 Production and Post-Production Activities
  • 10.1 General Provisions
  • 10.2 Information Collection
  • 10.3 Information Review
  • 10.4 Measure
  • Appendix A (Informative) Discussion of Definitions
  • Appendix B (Informative) Example 29 of Software-Related Causes
  • Appendix C (Informative) Potential Software-Related Risks
  • Appendix D (Informative) Life Cycle/Risk Management Matrix
  • Appendix E (Informative) Security Use Case
  • References

1 Scope

This document provides guidance on applying the requirements contained in GB/T 42062-2022 to the medical device software referred to in YY/T 0664-2020.

This document provides guidelines for software components (standalone software and software components). It does not add to or change GB/T 42062-2022 or YY/T 0664-2020.

Require.

This document applies to medical device software as defined in YY/T 0664-2020.This document also applies to applications requiring security risk management.

All software in the healthcare environment, regardless of whether it is classified as a medical device.

This document does not apply to.

--Production or quality management system software;

--Software development tools.

2 Normative references

The contents of the following documents, through normative references within the text, constitute essential provisions of this document. Dated citations are listed below.

For references to documents, only the version corresponding to that date applies to this document; for undated references, the latest version (including all amendments) applies.

document.

GB/T 42062-2022 Application of Medical Device Risk Management to Medical Devices

YY/T 0664-2020 Medical Device Software Life Cycle Process

3 Terms and Definitions

The terms and definitions defined in GB/T 42062-2022 and YY/T 0664-2020, as well as the following terms and definitions, apply to this document.

3.1 diversity

A form of redundancy in which redundant elements use different (diverse) components, technologies, or methods to reduce the common causes that lead to all the desired results.

The probability of all elements failing simultaneously.

3.2 Redundancy

Provide multiple components or mechanisms to accomplish the same function, so that the failure of one or more components or mechanisms will not prevent the function from being executed.

3.3 Safety-related software

Software that can lead to dangerous situations, or software used to implement risk control measures.

......
This preview omits tables, figures, formulas and parts of the technical clauses. The complete document — 50 pages — is available in the English PDF.

Referenced standards

Similar standards

Editions of YY/T 1406

EditionTitleRevisionStatus
YY/T 1406-2026Medical device software - Guidance on the application of GB/T 42062 to medical device softwarecurrent editionCurrent
YY/T 1406.1-2016Medical device software - Guidance on the application of GB/T 42062 to medical device softwareprevious editionIn force until 2027-03-01

This page sells the current edition, YY/T 1406-2026. Earlier editions are listed for reference only.

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