YY/T 0466.2-2015Medical devices - Symbols to be used with medical device labels, labelling, and information to be supplied - Part 2: Symbol development, selection and validation (English PDF)
医疗器械 用于医疗器械标签、标记和提供信息的符号 第2部分:符号的制订、选择和确认
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Issued by
CFDA
Level / Type
Industry · Recommended
Issue date
March 2, 2015
Implementation date
January 1, 2016
Scope
YY/T 0466.2-2015 is the English-translated version of 医疗器械 用于医疗器械标签、标记和提供信息的符号 第2部分:符号的制订、选择和确认.
This part of YY/T 0466 specifies a process for developing, selecting and validating symbols for inclusion in ISO 15223-1. Its purpose is to ensure that symbols included in ISO 15223-1 are readily understood by the target group. If the symbol validation process detailed in this part has been complied with, then the residual risks (as defined in ISO 14971 and IEC 62366) associated with the usability of the symbol are reduced. Identical adoption of ISO 15223-2:2010.
Document preview — YY/T 0466.2-2015
National Standard of the People's Republic of China
- ICS
- 01.080.20
- Classification
- C 37
- Replacing
- YY 0466-2003
Issued by: China Food and Drug Administration
Contents
- Foreword4
- Introduction6
- 1 Scope8
- 2 Normative references8
- 3 Terms and definitions9
- 4 Principles for identification and development of new symbols11
- 6 Classification of risk17
- 7 Concept development18
- 8 Evaluation19
- 9 Acceptance criteria21
- Annex A Information to be provided during the symbol development process for
- Annex B ISO/TC 145/SC 3 proposal for graphical symbols
- Annex C IEC/SC 3C proposal for graphical symbol form
- Bibliography
Foreword
YY/T 0466 consists of the following 2 parts, under the general title “Medical devices - Symbols to be used with medical device labels, labelling and information to be supplied”:
- Part 2: Symbol development, selection and validation.
This Part is drafted according to the rules given in GB/T 1.1-2009.
This Part, together with published Part 1 YY/T 0466.1-2009 “Medical devices - Symbols to be used with medical device labels, labelling and information to be supplied - Part 1: General requirements”, replaces YY 0466-2003. Compared with YY 0466- 2003, the main technical changes are as follows:
- YY 0466-2003 is divided into two parts after revision. Part 1 defines the requirements for the development and use of information symbols for the safety and effective use of medical devices. It also lists the symbols that meet the requirements of Part 1;
- This Part specifies the process for the development, selection and validation of candidate symbols proposed for inclusion in Part 1. The aim is to ensure that the symbols contained in Part 1 are easily understood by the target group.
This Part uses the translation method to equivalently adopt ISO 15223-2:2010 “Medical devices - Symbols to be used with medical device labels, labelling and information to be supplied - Part 2: Symbol development, selection and validation”.
Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. The issuing organizations of this document shall not be held responsible for identifying any or all such patent rights.
This Part is proposed by State Food and Drug Administration.
This Part is under the jurisdiction of National Technical Committee on Medical Device Quality Management and General Requirements of Standardization Administration of China (SAC/TC 221).
Drafting organization of this Part: Beijing Guo Guang Certification of Medical Devices Co., Ltd.
Main drafters of this Part: Mi Lanying, Xu Qiang, Zheng Yihan, Chen Zhigang.
Introduction
ISO 15223 addresses symbols that can be used to convey information that is essential for the safe and proper use of medical devices. As such, in most regulatory domains the symbols are required to be presented with the device. The information can be required to be presented on the device itself, as part of the label or provided with the device.
Many countries require that their own language be used to present textual information with medical devices. This presents problems to device manufacturers and users. Faced with the requirement to produce labelling in a number of different languages, manufacturers might have to increase the size of the package or label, thus potentially increasing packaging waste, or compressing the information, thus compromising legibility. Users presented with devices labelled in a number of different languages can experience confusion and delay in locating the needed information in an appropriate language. ISO 15223-1 proposes solutions to these problems through the use of internationally recognized symbols, with precisely defined meanings, that are independent of language.
While compiling the symbols presented in ISO 15223-1:2007, it was recognised that a systematic methodology for the development and presentation of symbols was needed. ISO/TC 210 began by formulating a “best practices” document, Guide to the development and registration of symbols for use in the labelling of medical devices.
When this guide was circulated to interested parties, a number of regulatory authorities were of the opinion that they would have greater confidence in the use of symbols to replace text if the best practices set out in the Guide were expressed as normative requirements in a standards document. Some of the best practices for symbols development and usage have been translated into normative requirements in ISO 15223.
Much of the information required on a medical device itself, as part of the label, or provided with the device constitutes information for safety within an integrated approach to risk management. As with any risk control measure, the manufacturer needs to verify the effectiveness of the information for safety before it can be accepted. The use of standardized symbols agreed by consensus on an international basis can address the confusion that users can experience when presented with labelling in a number of different languages. However, the proliferation of symbols without control and harmonization is undesirable and detracts from the effectiveness of using symbols to convey information for safety. In addition, some users and regulatory authorities have concerns that the unrestricted use of symbols without validation can represent a hazard.
This Part includes methods for validating those candidate symbols being proposed for inclusion in ISO 15223-1. It can also be used by manufacturers and regulators for validating symbols for use with medical devices, where suitable symbols are not standardized.
This Part has been prepared to influence the quality of symbols developed for use in labelling by establishing a process that addresses the need to ensure quality of symbols accepted in ISO 15223-1 by:
providing guidance on development of symbols;
carrying out testing to make sure that the candidate symbol is suitable for adoption and use.
When the processes detailed in this Part have been carried out, the probability of misinterpretation of symbols accepted in ISO 15223-1 is reduced.
validation of symbols in ISO 15223-1. Proposals of the symbols to be included in YY/T 0466.1 shall be submitted to the International Organization for Standardization/Technical Committee on Medical Device Quality Management and General Requirements/Symbols and Nomenclature of Medical Devices (ISO/TC 210/WG 3) via the SAC/TC221 Secretariat, any person or group may propose a symbol.
1 Scope
This Part of YY/T 0466 specifies a process for developing, selecting and validating symbols for inclusion in ISO 15223-1.
The purpose of this Part is to ensure that symbols included in ISO 15223-1 are readily understood by the target group.
If the symbol validation process detailed in this Part has been complied with, then the residual risks, as defined in ISO 14971 and IEC 62366, associated with the usability of a medical device symbol are presumed to be acceptable, unless there is objective evidence to the contrary.
This Part is not restricted to symbols intended to meet regulatory requirements or specified in regulatory guidelines on labelling.
2 Normative references
The following referenced documents are indispensable for the application of this document. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies.
YY/T 0466.1-2009 Medical devices - Symbols to be used with medical device labels, labelling and information to be supplied - Part 1: General requirements (ISO 15223- 1:2007, IDT) ISO 9186-1:2007 Graphical symbols - Test methods - Part 1: Methods for testing comprehensibility IEC 80416-1:2008 Basic principles for graphical symbols for use on equipment - Part 1: Creation of graphical symbols for registration ISO 80416-2 Basic principles for graphical symbols for use on equipment - Part 2: Form and use of arrows
3 Terms and definitions
Procedure for ranking candidate symbols according to their considered appropriateness for representing a particular meaning.
Procedure for comparing the strength of an association between a candidate symbol and several possible meanings.
Information that represents the property or properties of a symbol.
Procedure for quantifying the degree of understanding by the target group of the candidate symbol.
Normative text that defines the purpose, the application and the use of the symbol.
Diagrammatic representation of a candidate symbol which conveys the essential elements of the symbol but which has not yet been produced as a symbol original on a pattern template.
Drawing of a graphical symbol, including the corner markings, prepared in accordance with IEC 80416-1 and, where appropriate, ISO 80416-2.
Graphic representation appearing on the label and/or associated documentation of a medical device which communicates characteristic information without the supplier or receiver of the information relying on knowledge of the language of a particular nation or people.
Unique name by which a graphical symbol is identified and spoken of.
User population characterized by such factors as age, gender, education, occupation, cultural background, experience and training, and physical ability when relevant.
Characteristic of the symbol which establishes effectiveness, efficiency, ease of user learning and user satisfaction.
4 Principles for identification and development of new symbols
4.1 Identifying the need for a symbol
When identifying the need for a symbol, the following elements shall be considered:
where the candidate symbol is intended to be used;
4.2 Symbols with horizontal applications
The development of symbols with horizontal applications to a wide range of medical devices in a number of geographic or regulatory areas should be encouraged when there is a clear and significant need for a symbol. This is particularly true when these symbols are used to meet regulatory requirements. Such symbols shall be considered prime candidates for inclusion in ISO 15223-1.
4.3 Symbols for use within a restricted range of device types The development of symbols for use within a restricted range of device types or within specific geographic or regulatory areas should be encouraged only if the need is clear and significant. The process of identifying the need should take account of the target group and the arrangements foreseen for publicizing the new symbols. Such symbols can be prime candidates for inclusion in standards for particular kinds of medical devices. However, they are not prime candidates for inclusion in ISO 15223-1. When, in the opinion of ISO/TC 210, there is sufficient international interest in a particular symbol of this type, the symbol may be included in ISO 15223-1 and any geographic or other limitations on its use shall be indicated.
5.1 General
Symbols presented to ISO/TC 210 for inclusion in ISO 15223-1 shall be developed, selected and validated using the process described in this clause.
Proposals for symbols to be included in ISO 15223-1 shall be submitted to ISO/TC 210/WG 3 via the ISO/TC 210 Secretariat at: symbolsinfo@aami.org. Any person or group may propose a symbol.
symbols as outlined in this International Standard is shown in Figure 1.
NOTE 2: Within the symbol development process, it is necessary to submit the candidate symbol either to ISO/TC 145/SC 3 for approval for registration in ISO 7000[1], or to IEC/SC 3C
for approval for registration in IEC 60417-DB[6].
NOTE 3: If an entirely new symbol or partly developed concept is presented for consideration, they can be submitted for advice to ISO/TC 210/WG 3 (before the initial evaluation as described in 5.2), with as much of the information contained in Annex A as is available.
5.3 Second evaluation
If the initial evaluation recommends further development of the symbol, the candidate symbol will need to be submitted to international symbol registrars and the relevant safety tests outlined in Clauses 8 and 9 will need to be undertaken. To pursue acceptance of the candidate symbol in ISO 15223-1, the proposer has the option of first submitting the candidate symbol, through ISO/TC 210/WG3, to the international registrars, and then carrying out the relevant safety tests (Option 1 below) or, inversely, of first carrying out the relevant safety tests and then submitting, through ISO/TC 210/WG 3, the candidate symbol to the international registrars (Option 2). The ISO/TC 210 Secretariat will keep the proposer informed of the progress of the submission. […]
6 Classification of risk
A risk analysis evaluating the substitution of text with a symbol shall be performed. The risk analysis shall pay particular attention to the following:
As part of the risk analysis, the information associated with the candidate symbol shall be classified as one of the following:
d) no to low safety relevance.
e) moderate to high safety relevance.
proposing a new symbol need to focus on the typical use of the candidate symbol.
Subclause 4.2 of YY/T 0466.1-2009 requires that a manufacturer determine that no additional risk is incurred by use of a symbol in YY/T 0466.1-2009 in a particular situation, or that appropriate strategies to control the risk are adopted.
NOTE 2: Additional information regarding risk analysis is available in ISO 14971[4].
The results of the risk analysis shall be documented in the proposal for the adoption of a symbol into ISO 15223-1 [see a] of Annex A].
NOTE 3: Any user of this Part can carry out the additional testing required to support a moderate to high safety relevance classification if they feel it is appropriate. It is not a requirement of this Part that the results of any secondary testing be communicated to
ISO/TC 210/WG 3 via the ISO/TC 210 Secretariat.
7 Concept development
7.1 Existence of other symbols
During the symbol development process, existing symbol sources shall be reviewed to establish whether symbol(s) that address the need identified in 4.1 already exist. This review should include at least ISO 15223-1, ISO 7000[1], ISO 7010[2], IEC 60417- DB[6], IEC/TR 60878[7] and EN 980[9].
NOTE 1: Existing basic design elements can be used as the basis for new symbols.
Standards produced by technical committees with expertise in the areas of technology relevant to the proposed new symbol(s) should also be reviewed.
NOTE 2: The IEC/ISO database can be an aid in identifying existing symbols with overlapping meaning, and should be consulted early in the development process.
Remaining clauses in the full document
- 7.2 Symbol design
- 8 Evaluation
- 8.1 Testing early symbol concepts
- 8.2 Comprehension testing
- 8.4 Usability testing
- 9 Acceptance criteria
- 9.1 General
- 9.3 Symbols with moderate to high safety relevance
- Annex A Information to be provided during the symbol development process for
- Annex B ISO/TC 145/SC 3 proposal for graphical symbols
- B.2 Basic pattern for symbol design
- B.3 ISO/TC 145/SC 3 registration process steps
- Annex C IEC/SC 3C proposal for graphical symbol form
- Bibliography
......
This preview omits tables, figures, formulas and parts of the technical clauses. The complete document — 29 pages — is available in the English PDF.
Referenced standards
Normative references
ISO 15223 · ISO 9186 · IEC 80416 · ISO 80416
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