JR/T 0177.1-2020Contents and formats of data on investors rights and interests in the securities and futures industry - Part 1: Securities (English PDF)

4.1 Data category

This section covers all on-site business, and does not cover off-site business for the time being. It mainly includes four types of business data. investor account data, brokerage for business data, credit business data, and derivative business data, see Table 1 for the content of data categories. The data items involved in each data category are shown in Appendix A.

The code value of the data item is shown in Appendix B.

4.2 Data Type

Data type description.

--C, character type. For example, the account code of OneCode, C50;

--N, numeric value. Its length does not include a decimal point and can participate in numerical calculations. The field length is x, which means that the longest field is x;

The length of the segment is (x, y), which means that the maximum length of the field is x and y decimal places are reserved, such as the balance of the fund account, N (17, 2).

5.1 Investor account data

5.1.1 Investor Information Data

The content and format of investor information data are shown in Table 2.

5.1.2 Investor Fund Account Data

See Table 3 for the content and format of investor fund account data.

5.1.3 Investor Securities Account Data

The content and format of investor securities account data are shown in Table 4.

5.1.4 Investor Depository Account Data

The data content and format of investor depository accounts are shown in Table 5.

5.2 Brokerage business data

5.2.1 Investor fund balance data

The content and format of investor fund balance data are shown in Table 6.

5.2.2 Investor securities balance data

The content and format of investor securities balance data are shown in Table 7.

5.2.3 Investor data on the balance of restricted shares

The data content and format of investor restricted stock balance are shown in Table 8.

5.3 Credit business data

5.3.1 Investor stock pledge contract data

The data content and format of the investor stock pledge contract are shown in Table 9.The data content is the stock pledge under the investor credit business in the securities market the combined data has not been combined and the same date has been combined.

5.3.2 Investors agree to buy back contract data

The data content and format of the investor's agreed repurchase contract are shown in Table 10.The data content is the agreed purchase agreement under the investor's credit business in the securities market.

Return the combined data and the combined data on the same day.

5.3.3 Investor bond pledged repo data

The data content and format of investor bond pledge repurchase are shown in Table 11.The data content is the unfinished business under the investor credit business of the securities market.

Data on pledged repurchase contracts such as bond pledged repurchase and bond pledged agreement repurchase.

5.3.4 The two investors merge with the same data the data content and format of the two-investor integration are shown in Table 12.The data content is the financing and securities lending under the investor credit business in the securities market.

The same information reflects that the securities company has added relevant data records of contracted customers or original contracted customers in the margin trading system.

5.3.5 Investor's two financing balance data

The data content and format of the investor's two financing funds balance are shown in Table 13.The data content is the credit funds under the investor credit business in the securities market the fund balance information of the account.

5.3.6 Investor balance data of Liangrong Securities

The data content and format of the investor's two financial securities balances are shown in Table 14.The data content is the letter of credit under the investor credit business in the securities market Securities balance information of the securities account.

5.3.7 Data on the liabilities of the two investors

The data content and format of the investor's two-integrated debt agreement are shown in Table 15.The data content is the financing and financing under the investor credit business of the securities market.

Securities contract information, reflecting the current day's binding contract and the outstanding date of the end of the day of all contracted customers opened by the securities company in the margin trading system A closed financing contract or a contract for which the principal of the financing has been returned but the interest has not yet been settled, and an unsettled securities lending warehouse receipt or securities lending as of the end of the day the contract record for which the quantity has been returned but the interest has not yet been settled can also reflect the debt information under the credit business.

5.3.8 Investor two financing assets and liabilities data

The content and format of the investor's two financing assets and liabilities data are shown in Table 16.The content of this data is for the securities market investor's customer credit business.

Margin and securities lending assets and liabilities information.

5.3.9 Compensation data of investors' securities lending rights

The content and format of the compensation data of investors' securities lending rights and interests are shown in Table 17.The data content is the securities lending under the investor credit business of the securities market Equity compensation information.

5.4 Derivatives business data

5.4.1 Investor option fund balance data

The content and format of the investor option fund balance data are shown in Table 18.The content of this data is for investors in the securities derivatives business of the securities market.

Information about the fund balance of the individual stock option fund account.

5.4.2 Investor option holding data

The content and format of the investor option position data are shown in Table 19.The data content is the individual securities under the securities derivatives business of investors in the securities market.

Stock option holding information.

Appendix A

(Normative appendix) Data Dictionary the content of the data dictionary is shown in Table A.1.