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HJ 1322-2023Technical specification for emission remote supervision system of non-road mobile machinery (English PDF)

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Issued by

Ministry of Ecology and Environment

Level / Type

National · Mandatory

Issue date

December 4, 2023

Implementation date

July 1, 2024

Scope

HJ 1322-2023 (Technical specification for emission remote supervision system of non-road mobile machinery) is available as an English-translated PDF.

HJ 1322-2023 — This Standard specifies the general requirements for emission remote supervision system of non-road mobile machinery, the functions, performance and safety requirements of on-board terminals and enterprise platforms, as well as test methods and communication protocols and data formats for data transmission.

This Standard applies to remote online monitoring and networking of non-road diesel mobile machinery with a rated net power of 37 kW and above that meets the fourth stage of HJ 1014-2020.

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Document preview — HJ 1322-2023

National Standard of the People's Republic of China

Issued by: Ministry of Ecology and Environment

Contents

  • Foreword...3
  • 1 Scope...4
  • 2 Normative references...4
  • 3 Terms and definitions...5
  • 4 General requirements...7
  • 5 On-board terminals...9
  • 6 Enterprise platform...17
  • 7 Test methods...19
  • 8 Standard Implementation...19
  • Annex A (normative) Test methods for on-board terminals...20
  • Annex B (informative) Static data stored on the enterprise platform...30
  • Annex C (normative) On-board terminal communication protocol and data format..32

Foreword

This Standard is formulated to implement the Environmental Protection Law of the

People's Republic of China and the Air Pollution Prevention and Control Law of the

People's Republic of China, prevent and control environmental pollution caused by

exhaust gas from non-road mobile machinery, standardize remote monitoring

technology for machinery emissions, and improve air quality.

This Standard specifies the general requirements for emission remote supervision

system of non-road mobile machinery, the functions, performance and safety

requirements of on-board terminals and enterprise platforms, as well as test methods

and communication protocols and data formats for data transmission.

Annexes A, C and D of this Standard are normative. Annexes B and E are informative.

This Standard is published for the first time.

This Standard was formulated by the Department of Atmospheric Environment and the

Department of Regulations and Standards of the Ministry of Ecology and Environment.

Main drafting organizations of this Standard. Chinese Academy of Environmental

Sciences, Jinan Automobile Testing Center Co., Ltd., China Automotive Technology

Research Center Co., Ltd., Xiamen Environmental Protection Motor Vehicle Pollution

Control Technology Center, and Beijing Ecological Environment Monitoring Center.

This Standard was approved by the Ministry of Ecology and Environment on December

4, 2023.

This Standard shall be implemented from July 1, 2024.

This Standard shall be interpreted by the Ministry of Ecology and Environment.

Technical specification for emission remote supervision

system of non-road mobile machinery

1 Scope

This Standard specifies the general requirements for emission remote supervision

system of non-road mobile machinery, the functions, performance and safety

requirements of on-board terminals and enterprise platforms, as well as test methods

and communication protocols and data formats for data transmission.

This Standard applies to remote online monitoring and networking of non-road diesel

mobile machinery with a rated net power of 37 kW and above that meets the fourth

stage of HJ 1014-2020.

2 Normative references

This Standard refers to the following documents or clauses therein. For any dated

referenced document, only the dated version applies to this Standard. For any undated

referenced document, the latest version (including all amendments) applies to this

Standard.

GB 17691-2018, Limits and measurement methods for emissions from diesel fueled

heavy-duty vehicles (CHINA VI)

GB 18030, Information technology -- Chinese coded character set

GB 20891-2014, Limits and measurement methods for exhaust pollutants from diesel

engines of non-road mobile machinery (CHINA III, IV)

GB/T 1988, Information technology -- 7-bit Coded character set for information

interchange

GB/T 2423.18, Environmental testing -- Part 2.Test methods -- Test Kb. Salt mist,

cyclic (sodium chloride solution)

GB/T 4208, Degrees of protection provided by enclosure (IP code)

GB/T 22239, Information security technology -- Baseline for classified protection of

cybersecurity

3 Terms and definitions

For the purposes of this document, the terms and definitions defined in GB 20891-2014,

HJ 1014-2020 as well as the followings apply.

3.1 non-road mobile machinery

All types of machinery used for non-road use and to which HJ 1014-2020 standard

applies, namely.

3.2 construction machinery

All mechanical equipment used in earthwork projects, mobile lifting and loading and

unloading projects, passenger and cargo lifting and transportation projects, municipal,

sanitation and various construction projects, comprehensive mechanized construction

and mechanized production processes related to the above projects, INCLUDING.

excavators, earth-moving and transportation machinery, lifting machinery, forklifts,

compaction machinery, road construction and maintenance machinery, concrete

machinery, tunneling machinery, pile-driving machinery, aerial work machinery, rock

drilling machinery, etc.

3.3 on-board terminal

Installed on non-road mobile machinery, it is used to collect, store and transmit

machinery positioning information, emission control diagnostic system information and

engine emission data. It belongs to pollution control device. On-board terminals are

divided into two categories. on-board emission terminals and on-board positioning

terminals.

3.5 secret key

A symbol sequence used to control cryptographic transformation operations (such as

encryption, decryption, cryptographic check function calculation, signature generation,

or signature verification). It is an asymmetric secret key pair. It includes a public key

and a private key. The private key is used for signing or decrypting. It shall not be

disclosed. The public key is used for signature verification or encryption.

3.9 national platform

A platform established by the ecological and environmental protection department of

the State Council to receive activation information of non-road mobile machinery and

data of emission remote supervision system of non-road mobile machinery transmitted

by enterprise platforms, and to manage the data in a unified manner.

3.10 data packet loss rate

The ratio of lost data packets to the total number of sent data packets during data

transmission.

4 General requirements

4.1 Non-road mobile machinery (excluding construction machinery) equipped with

diesel engines with a rated net power of 37 kW or more shall be equipped with an on-

board positioning terminal that meets the requirements of Chapter 5 before leaving the

factory in accordance with the provisions of HJ 1014-2020.Machinery manufacturers

shall take necessary technical measures.

4.2 Engineering machinery equipped with diesel engines with a rated net power of 37

kW or above [if equipped with a selective catalytic reduction (SCR) after-treatment

system,

4.3 The on-board terminal shall comply with the requirements specified in Chapter 5.

The machinery manufacturer or on-board terminal manufacturer shall conduct

functional and performance tests on the on-board terminal. The test method shall

comply with the provisions of Annex A. The machinery manufacturer shall ensure that

the on-board terminal works normally throughout the life of the machinery.

4.5 The positioning, data collection and transmission of on-board terminals, enterprise

platform server settings, network data storage and applications, etc., shall comply with

the relevant laws and regulations of the relevant management departments.

4.6 The on-board terminal shall be activated according to the requirements of 5.2.2 and

receive the result feedback from the national platform. After successful activation, data

collection shall be carried out and transmitted to the enterprise platform according to

the specified communication protocol.

4.7 The national platform sends a response message to the enterprise platform regarding

the received data. The data flow framework is shown in Figure 1.

5 On-board terminals

5.1 General requirements

5.1.1 The on-board emission terminal and on-board positioning terminal shall meet the

functional requirements specified in 5.2, the performance requirements specified in 5.3

and the data security requirements specified in 5.4.See Table 1 for specific items.

5.2 Functional requirements

5.2.1 Power-on self-test

The on-board terminal shall indicate the current main status through the warning light

and related indicators when it is powered on and starts working. The main status

includes. whether the network communication is normal, whether the function is

normal (last at least 10 s; if all functions are normal, it can be automatically

extinguished afterwards).

5.2.2 Activation
5.2.3 Data collection
5.2.3.1 The on-board emission terminal shall be able to collect the data specified in

Table 2.The collection frequency shall be at least 1 Hz.

5.2.5 Data transmission
5.2.5.1 After determining that the activation is successful, the on-board terminal shall

transmit the collected data according to the communication protocol specified in Annex

C (see Figures 4 and 5). The on-board emission terminal shall add a digital signature to

the transmitted data. Emission-related data and positioning information shall be

transmitted at least once every 10 min. Emission control diagnostic information shall

be transmitted at least once every 24 h.

5.2.7 Removal of alarms

Machinery manufacturers shall have technical measures to prevent on-board terminals

from being dismantled. Without the authorization of the machinery manufacturer, it

shall be ensured as much as possible that the on-board terminal cannot be dismantled.

When the on-board terminal is dismantled, the machine shall activate an alarm. If the

technology allows, the dismantling alarm information can be transmitted according to

the communication protocol specified in Annex C. The alarm information includes the

dismantling time and location information.

5.3 Performance requirements

6 Enterprise platform

6.1 General requirements

6.1.1 An enterprise may adopt one or more enterprise platforms, or entrust other

institutions to build and operate enterprise platforms. Different platforms may operate

independently.

6.2 Functional requirements

6.2.1 The enterprise platform shall have the function of receiving emission remote

monitoring data from the on-board terminal.

6.2.2 The enterprise platform shall ensure data security. It is advisable to use encryption

to receive and store data from the on-board terminal. The enterprise platform shall

ensure that the data has not been modified in any way.

6.3 Performance requirements

6.3.1 The enterprise platform shall have authentication functions to prevent malicious

access and attacks. It shall have permission management for data types and data entities,

such as the management of different users' access rights to different machine data.

6.3.2 The enterprise platform shall have a high availability mechanism that can prevent

task failure and data loss caused by faults.

6.3.3 The enterprise platform shall meet the requirements of GB/T 22239 security level

protection level 2 and above.

7 Test methods

7.1 Test items and test methods for on-board terminals

Each model of on-board terminal shall be tested according to the test items and test

methods specified in Table 5.

7.2 Enterprise platform compliance

8 Standard Implementation

From the date of implementation of this Standard, the remote monitoring networking

of newly produced and imported non-road mobile machinery shall meet the

requirements specified in this Standard.

HJ

NATIONAL ECOLOGICAL ENVIRONMENT STANDARD

Technical specification for emission remote supervision

system of non-road mobile machinery

Issued on. DECEMBER 04, 2023

Implemented on. JULY 01, 2024

Issued by. Ministry of Ecology and Environment

Table of Contents

Foreword... 3

1 Scope... 4

2 Normative references... 4

3 Terms and definitions... 5

4 General requirements... 7

5 On-board terminals... 9

6 Enterprise platform... 17

7 Test methods... 19

8 Standard Implementation... 19

Annex A (normative) Test methods for on-board terminals... 20

Annex B (informative) Static data stored on the enterprise platform... 30

Annex C (normative) On-board terminal communication protocol and data format.. 32

Annex CA (informative) Data format and definition of on-board terminal removal alarm

... 45

Annex D (normative) Enterprise platform communication protocol and data format 46

Annex E (informative) Self-assessment report of the enterprise platform... 52

Foreword

This Standard is formulated to implement the Environmental Protection Law of the

People's Republic of China and the Air Pollution Prevention and Control Law of the

People's Republic of China, prevent and control environmental pollution caused by

exhaust gas from non-road mobile machinery, standardize remote monitoring

technology for machinery emissions, and improve air quality.

This Standard specifies the general requirements for emission remote supervision

system of non-road mobile machinery, the functions, performance and safety

requirements of on-board terminals and enterprise platforms, as well as test methods

and communication protocols and data formats for data transmission.

Annexes A, C and D of this Standard are normative. Annexes B and E are informative.

This Standard is published for the first time.

This Standard was formulated by the Department of Atmospheric Environment and the

Department of Regulations and Standards of the Ministry of Ecology and Environment.

Main drafting organizations of this Standard. Chinese Academy of Environmental

Sciences, Jinan Automobile Testing Center Co., Ltd., China Automotive Technology

Research Center Co., Ltd., Xiamen Environmental Protection Motor Vehicle Pollution

Control Technology Center, and Beijing Ecological Environment Monitoring Center.

This Standard was approved by the Ministry of Ecology and Environment on December

4, 2023.

This Standard shall be implemented from July 1, 2024.

This Standard shall be interpreted by the Ministry of Ecology and Environment.

Technical specification for emission remote supervision

system of non-road mobile machinery

1 Scope

This Standard specifies the general requirements for emission remote supervision

system of non-road mobile machinery, the functions, performance and safety

requirements of on-board terminals and enterprise platforms, as well as test methods

and communication protocols and data formats for data transmission.

This Standard applies to remote online monitoring and networking of non-road diesel

mobile machinery with a rated net power of 37 kW and above that meets the fourth

stage of HJ 1014-2020.

2 Normative references

This Standard refers to the following documents or clauses therein. For any dated

referenced document, only the dated version applies to this Standard. For any undated

referenced document, the latest version (including all amendments) applies to this

Standard.

GB 17691-2018, Limits and measurement methods for emissions from diesel fueled

heavy-duty vehicles (CHINA VI)

GB 18030, Information technology -- Chinese coded character set

GB 20891-2014, Limits and measurement methods for exhaust pollutants from diesel

engines of non-road mobile machinery (CHINA III, IV)

GB/T 1988, Information technology -- 7-bit Coded character set for information

interchange

GB/T 2423.18, Environmental testing -- Part 2.Test methods -- Test Kb. Salt mist,

cyclic (sodium chloride solution)

GB/T 4208, Degrees of protection provided by enclosure (IP code)

GB/T 22239, Information security technology -- Baseline for classified protection of

cybersecurity

3 Terms and definitions

For the purposes of this document, the terms and definitions defined in GB 20891-2014,

HJ 1014-2020 as well as the followings apply.

3.1 non-road mobile machinery

All types of machinery used for non-road use and to which HJ 1014-2020 standard

applies, namely.

3.2 construction machinery

All mechanical equipment used in earthwork projects, mobile lifting and loading and

unloading projects, passenger and cargo lifting and transportation projects, municipal,

sanitation and various construction projects, comprehensive mechanized construction

and mechanized production processes related to the above projects, INCLUDING.

excavators, earth-moving and transportation machinery, lifting machinery, forklifts,

compaction machinery, road construction and maintenance machinery, concrete

machinery, tunneling machinery, pile-driving machinery, aerial work machinery, rock

drilling machinery, etc.

3.3 on-board terminal

Installed on non-road mobile machinery, it is used to collect, store and transmit

machinery positioning information, emission control diagnostic system information and

engine emission data. It belongs to pollution control device. On-board terminals are

divided into two categories. on-board emission terminals and on-board positioning

terminals.

3.5 secret key

A symbol sequence used to control cryptographic transformation operations (such as

encryption, decryption, cryptographic check function calculation, signature generation,

or signature verification). It is an asymmetric secret key pair. It includes a public key

and a private key. The private key is used for signing or decrypting. It shall not be

disclosed. The public key is used for signature verification or encryption.

3.9 national platform

A platform established by the ecological and environmental protection department of

the State Council to receive activation information of non-road mobile machinery and

data of emission remote supervision system of non-road mobile machinery transmitted

by enterprise platforms, and to manage the data in a unified manner.

3.10 data packet loss rate

The ratio of lost data packets to the total number of sent data packets during data

transmission.

4 General requirements

4.1 Non-road mobile machinery (excluding construction machinery) equipped with

diesel engines with a rated net power of 37 kW or more shall be equipped with an on-

board positioning terminal that meets the requirements of Chapter 5 before leaving the

factory in accordance with the provisions of HJ 1014-2020.Machinery manufacturers

shall take necessary technical measures.

4.2 Engineering machinery equipped with diesel engines with a rated net power of 37

kW or above [if equipped with a selective catalytic reduction (SCR) after-treatment

system,

4.3 The on-board terminal shall comply with the requirements specified in Chapter 5.

The machinery manufacturer or on-board terminal manufacturer shall conduct

functional and performance tests on the on-board terminal. The test method shall

comply with the provisions of Annex A. The machinery manufacturer shall ensure that

the on-board terminal works normally throughout the life of the machinery.

4.5 The positioning, data collection and transmission of on-board terminals, enterprise

platform server settings, network data storage and applications, etc., shall comply with

the relevant laws and regulations of the relevant management departments.

4.6 The on-board terminal shall be activated according to the requirements of 5.2.2 and

receive the result feedback from the national platform. After successful activation, data

collection shall be carried out and transmitted to the enterprise platform according to

the specified communication protocol.

4.7 The national platform sends a response message to the enterprise platform regarding

the received data. The data flow framework is shown in Figure 1.

5 On-board terminals

5.1 General requirements

5.1.1 The on-board emission terminal and on-board positioning terminal shall meet the

functional requirements specified in 5.2, the performance requirements specified in 5.3

and the data security requirements specified in 5.4.See Table 1 for specific items.

5.2 Functional requirements

5.2.1 Power-on self-test

The on-board terminal shall indicate the current main status through the warning light

and related indicators when it is powered on and starts working. The main status

includes. whether the network communication is normal, whether the function is

normal (last at least 10 s; if all functions are normal, it can be automatically

extinguished afterwards).

5.2.2 Activation
5.2.3 Data collection
5.2.3.1 The on-board emission terminal shall be able to collect the data specified in

Table 2.The collection frequency shall be at least 1 Hz.

5.2.5 Data transmission
5.2.5.1 After determining that the activation is successful, the on-board terminal shall

transmit the collected data according to the communication protocol specified in Annex

C (see Figures 4 and 5). The on-board emission terminal shall add a digital signature to

the transmitted data. Emission-related data and positioning information shall be

transmitted at least once every 10 min. Emission control diagnostic information shall

be transmitted at least once every 24 h.

5.2.7 Removal of alarms

Machinery manufacturers shall have technical measures to prevent on-board terminals

from being dismantled. Without the authorization of the machinery manufacturer, it

shall be ensured as much as possible that the on-board terminal cannot be dismantled.

When the on-board terminal is dismantled, the machine shall activate an alarm. If the

technology allows, the dismantling alarm information can be transmitted according to

the communication protocol specified in Annex C. The alarm information includes the

dismantling time and location information.

5.3 Performance requirements

6 Enterprise platform

6.1 General requirements

6.1.1 An enterprise may adopt one or more enterprise platforms, or entrust other

institutions to build and operate enterprise platforms. Different platforms may operate

independently.

6.2 Functional requirements

6.2.1 The enterprise platform shall have the function of receiving emission remote

monitoring data from the on-board terminal.

6.2.2 The enterprise platform shall ensure data security. It is advisable to use encryption

to receive and store data from the on-board terminal. The enterprise platform shall

ensure that the data has not been modified in any way.

6.3 Performance requirements

6.3.1 The enterprise platform shall have authentication functions to prevent malicious

access and attacks. It shall have permission management for data types and data entities,

such as the management of different users' access rights to different machine data.

6.3.2 The enterprise platform shall have a high availability mechanism that can prevent

task failure and data loss caused by faults.

6.3.3 The enterprise platform shall meet the requirements of GB/T 22239 security level

protection level 2 and above.

7 Test methods

7.1 Test items and test methods for on-board terminals

Each model of on-board terminal shall be tested according to the test items and test

methods specified in Table 5.

7.2 Enterprise platform compliance

8 Standard Implementation

From the date of implementation of this Standard, the remote monitoring networking

of newly produced and imported non-road mobile machinery shall meet the

requirements specified in this Standard.

......

......
This preview omits tables, figures, formulas and parts of the technical clauses. The complete document — 32 pages — is available in the English PDF.

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