GB/T 40681.4-2021Statistical methods in monitoring process capability and performance - Part 4: Process capability estimates and performance measures (English PDF)
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Issued by
State Administration for Market Regulation, China National Standardization Administration
Level / Type
National · Recommended
Issue date
October 11, 2021
Implementation date
May 1, 2022
Scope
GB/T 40681.4-2021 (Statistical methods in monitoring process capability and performance - Part 4: Process capability estimates and performance measures) is available as an English-translated PDF.
GB/T 40681.4-2021 — This part of GB/T 40681 gives the commonly used process capability and performance for the two types of normal distribution and non-normal distribution. Metrics provide an evaluation method of process capability and performance. This section applies to the process capability and performance evaluation of metrological data in common production processes, and does not apply to the process capability of quantitative data. Force and performance evaluation.
Document preview — GB/T 40681.4-2021
National Standard of the People's Republic of China
- Classification
- A 41
Issued by: State Administration for Market Regulation, China National Standardization Administration
Contents
- 1 Scope1
- 2 Symbols and abbreviations1
- 2.1 Symbol1
- 2.2 Abbreviations2
- 3 Basic concepts of process capability and performance2
- 3.1 Position2
- 3.2 Degree of dispersion2
- 3.3 Mean square error3
- 3.4 Reference limit3
- 3.5 Reference interval3
- 4 Ability3
- 4.1 General Principle3
- 4.2 Process Capability4
- 4.3 Process location6
- 4.4 Process capability index of measurement data6
- 4.5 Process capability index of measured data (in the case of non-normal distribution)8
- 4.6 Alternative methods for describing and calculating process capability assessment9
- 4.7 Other ability measures for continuous data10
- 4.8 Evaluation of the proportion exceeding the specification limit (normal distribution case)11
- 5 Performance13
- 5.1 General13
- 5.2 Process performance index of measured data (normal distribution case)13
- 5.3 Process performance index of measured data (non-normal distribution case)14
- 5.4 Other performance indexes of measured data15
- 5.5 Evaluation of the proportion exceeding the specification limit in the case of a normal distribution15
- 6 Report format of process capability index and process performance index15
- Appendix A (informative appendix) Estimated standard deviation17
- A.1 General17
- A.2 Inherent standard deviation17
- A.3 Estimate of the total standard deviation18
- Appendix B (informative appendix) Steps and examples of using the Pearson curve to estimate process capability and performance metrics19
- B.1 Record specification limit19
- B.2 Recording process statistics19
- B.3 Find the standardized 0.135% quantile19
- B.4 Find the standardized 99.865% quantile19
- B.5 Look up the standardized median of table B.319
- B.6 Calculate the estimated value of the 0.135% quantile19
- B.7 Calculate the estimated value of the 99.865% quantile19
- B.8 Calculate the estimated value of the median20
- B.9 Calculating Process Capability Index20
- Appendix C (Informative Appendix) Distribution Identification30
- C.1 General30
- C.2 Normal distribution30
- C.3 Lognormal distribution30
- C.4 Rayleigh distribution32
- C.5 Weibull distribution32
- C.6 Folded Half Normal Distribution32
- C.7 Other distribution33
- Appendix D (informative appendix) Confidence interval34
- D.1 Normal distribution34
- D.2 Other confidence intervals35
- Reference36
Foreword
The plan of GB/T 40681 "Statistical Methods for Monitoring Production Process Capability and Performance" is divided into the following 8 parts.
---Part 1.General principles and concepts;
---Part 2.Process capability and performance of time-dependent process models;
---Part 3.Research on machine performance of discrete product measurement data;
---Part 4.Process capability estimation and performance measurement;
---Part 5.Process capability and performance estimation of counting characteristics;
---Part 6.Multivariate normal process capability analysis;
---Part 7.Measuring process capability;
---Part 8.Equipment performance analysis of multi-state production process.
This part is Part 4 of GB/T 40681.
This section was drafted in accordance with the rules given in GB/T 1.1-2009.
This part uses the redrafting method to modify and adopt ISO 22514-4.2016 "Statistical Methods Capability and Performance in Process Management No. 4
Part. Process Capability Estimation and Performance Measurement.
Compared with ISO 22514-4.2016, this part has made the following structural adjustments.
---The 3.1 of ISO 22514-4.2016 is deleted, and the "assessment and measurement methods involved in this part" in 3.1 are only applicable to metrological
Data is not applicable to attribute data. For relevant content of attribute data, please refer to ISO 22514-5" to adjust to Chapter 1, and revise
Changed to "This section applies to the process capability and performance evaluation of measurement data in the common production process, and does not apply to attribute characteristics
Process capability and performance evaluation. "
The technical differences between this part and ISO 22514-4.2016 and the reasons are as follows.
--- Delete "P0.135%. 0.135% quantile", "P99.865%. 99.865% quantile", "pi. geometric constant" and "e. Euler constant" in 2.1
In addition, the reason is that the definition is repeated;
--- Modify the "Palpha.alpha quantile" in 2.1 to "Palpha standardized Pearson curve alpha quantile" to be more accurate;
--- Replace "sigmat" in 2.1 and the full text with "sigmat. total standard deviation of the process";
--- Delete "Y1, Y2" in 2.1 and the full text. The meanings are different in different figures, and they have been explained in the text without symbol explanation;
---Modify the expression "CpkL =0.86, CpkU =0.91" involving numerical calculation in 4.8 to the estimated form "CpkL =0.86,
CpkU=0.91", modified the incorrectly used estimated value symbol;
--- Estimate the parameters of µ and sigma2 in C.3.1 "µ=X=
Nsum
i=1
Xi" and "sigma2=
N-1sum
i=1
(Xi-X)2", amended to
"Mu=logX=
Nsum
i=1
logXi" and "sigma2=
N-1sum
i=1
(logXi-logX)2";
--- Modify "Xalpha=Y-xi(-log(1-alpha))-beta" in C.5 to "Xalpha=Y xi[-log(1-alpha)]
beta".
This section has made the following editorial changes.
---Modified the standard name;
--- Modified the non-standard expression of the data index in Table 3;
--- Modify "Kl0.95" in D.1.3 to "Kl";
--- Modify "Ku0.95" in D.1.3 to "Ku;
---The full text formula adds the serial number;
---Revised references.
This part is proposed and managed by the National Standardization Technical Committee for the Application of Statistical Methods (SAC/TC21).
Drafting organizations of this section. Beijing University of Aeronautics and Astronautics, China National Institute of Standardization, Inner Mongolia Mengniu Dairy (Group) Co., Ltd.,
Huzhou Rongke Building Material Technology Co., Ltd., Shanxi Aerospace Tsinghua Equipment Co., Ltd., Huzhou Mingfeng Enterprise Management Consulting Co., Ltd., Beijing
Electronic Engineering General Research Institute, the 12th Research Institute of China Electronics Technology Group Corporation, Liaocheng Zhuoqun Auto Parts Co., Ltd.
Introduction
Many organizations have already embarked on a continuous process improvement strategy. In order to comply with the strategy, any organization needs to evaluate the performance of its key processes.
Capability and performance. The methods given in this section are intended to help carry out this aspect of management. Managers need to continue to pay attention to these assessments in order to
Carry out continuous improvement activities when needed.
Recently, this part has been greatly developed. The most fundamental change is to conceptualize the capability conditions and performance conditions named in this section.
The fundamental difference lies in whether the process characteristics are in a statistically controlled state (in a statistically controlled state, it is called capability, otherwise it is called performance). therefore,
Two sets of indicators corresponding to capabilities and performance are given in the relevant clauses. Because it has been found in the industry that due to improper calculation and publication
Some companies are misled in terms of their true capabilities, so it is increasingly necessary to make a strict distinction between capabilities and performance.
The progress of this part lies in the transition from general conditions to specific conditions, and this improvement makes the generalized formula present a more specific form of expression.
A large number of existing documents describe the importance of understanding the work process in any organization, for example, the production process or the information processing process.
With the intensification of sales competition between enterprises, in addition to the sales price of important products or services, during the use of products or services, purchase
The expenses that buyers will bear are also becoming more and more important. The goal of each supplier is no longer to just meet the specifications, but to continue to reduce
Mutations.
In a world where competition continues to increase, continuous improvement can reduce the loss of product failure and the cost of survival. Because as the variation decreases,
The cost of evaluation will decrease, the demand for testing products may disappear or the sampling frequency may be reduced.
In order for an organization to be able to evaluate the capabilities and performance of its suppliers, process capability and performance evaluation is necessary. These organizations will find the package
The indicators contained in this section are useful in this regard.
Quantifying the variation of a process can make judgments about its suitability and ability to meet certain given requirements. The following paragraph
And clauses provide philosophical principles that need to be understood to determine the capabilities or performance of a process.
All processes have inherent variability. This section does not specifically explain the meaning, reason, source and how of inherent variation
The process is based on the premise of the stable existence of inherent variation.
Process owners need to work hard to understand the source of their process variation. Will draw process flow diagrams, identify process input and output methods, and factors
Fruit diagrams (fishbone diagrams) are used together reasonably to help identify these process variations.
The distinction between short-term variation and long-term variation is very important for the use of this section.
Process capabilities determined by long-term variability may vary greatly.
When considering short-term variation, it can only be carried out based on the shortest-term variation, sometimes called machine research, which is described in ISO 22514-3.
The methods needed to carry out such studies are beyond the scope of this section; it should be pointed out that these studies are important and useful.
It should be pointed out that this section only provides the point estimate of the process capability index. In view of the actual demand, it is recommended to calculate the position of these indexes as much as possible.
Confidence interval.
Statistical methods for production process capability and performance monitoring
Part 4.Process capability estimation and performance measurement
1 Scope
This part of GB/T 40681 gives the commonly used process capability and performance for the two types of normal distribution and non-normal distribution.
Metrics provide an evaluation method of process capability and performance.
This section applies to the process capability and performance evaluation of metrological data in common production processes, and does not apply to the process capability of quantitative data.
Force and performance evaluation.
2 Symbols and abbreviations
2.1 Symbols
The following symbols apply to this document. In addition to the following symbols, some symbols are defined when used in the text.
alpha fraction or ratio
beta Weibull distribution shape parameter
beta2 kurtosis coefficient
c4 constant related to subgroup size n
Cp Process Capability Index
Cpk minimum process capability index
Process Capability Index under CpkL
Process Capability Index on CpkU
Cpm Taguchi Process Capability Index
CR Process Capability Reciprocal (PCF)
d2 Constant related to the subgroup size n
Phi Distribution function of standard normal distribution
gamma Weibull distribution location parameter
gamma1 skewness coefficient
m number of subgroups
Kl, Ku Coefficients used to estimate the confidence limit of the process capability index
LSL lower specification limit
N total sample size
n subgroup size
Palpha standardized Pearson curve alpha quantile
Failure rate under pL
Pp process performance index
Ppk minimum process performance index
Process performance index under PpkL
Process performance index on PpkU
......
This preview omits tables, figures, formulas and parts of the technical clauses. The complete document — all pages — is available in the English PDF.
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